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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$42.8M
AUM Growth
-$3.37M
Cap. Flow
-$33.5M
Cap. Flow %
-78.3%
Top 10 Hldgs %
82.85%
Holding
57
New
1
Increased
8
Reduced
26
Closed
17

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$741K
2
VZ icon
Verizon
VZ
+$135K
3
CSWC icon
Capital Southwest
CSWC
+$12.8K
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$920
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$892

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$645K
2
SCU
Sculptor Capital Management, Inc. Class A Common Stock
SCU
+$578K
3
XOM icon
ExxonMobil
XOM
+$502K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$274K
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$270K

Sector Composition

Rank Sector Weight
1 Financials 10.61%
2 Industrials 3.5%
3 Communication Services 1.89%
4 Real Estate 1.6%
5 Technology 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCTR icon
26
Victory Capital Holdings
VCTR
$6.38B
$217K 0.51%
6,499
-1,798
-22% -$60K
BIT icon
27
BlackRock Multi-Sector Income Trust
BIT
$700M
$186K 0.43%
12,884
-4,627
-26% -$67.7K
ONL
28
Orion Office REIT
ONL
$152M
$177K 0.41%
34,002
-4,796
-12% -$29.1K
RQI icon
29
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$154K 0.36%
15,249
-5,049
-25% -$57.6K
PBI icon
30
Pitney Bowes
PBI
$2.49B
$142K 0.33%
47,154
– –
WT icon
31
WisdomTree
WT
$3.19B
$130K 0.3%
18,554
-8,942
-33% -$62.6K
NAD icon
32
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$119K 0.28%
11,719
+82
+0.7% +$892
EIM
33
Eaton Vance Municipal Bond Fund
EIM
$492M
$118K 0.28%
13,209
+95
+0.7% +$920
MUI
34
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$117K 0.27%
11,552
+72
+0.6% +$795
AFB
35
AllianceBernstein National Municipal Income Fund
AFB
$313M
$114K 0.27%
12,230
+79
+0.7% +$817
NEA icon
36
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$114K 0.27%
11,795
+79
+0.7% +$830
TEI
37
Templeton Emerging Markets Income Fund
TEI
$315M
$103K 0.24%
22,432
-9,016
-29% -$45.3K
MPT
38
Medical Properties Trust
MPT
$2.73B
$66K 0.15%
12,170
-3,546
-23% -$28.4K
CPOP icon
39
Pop Culture Group
CPOP
$4.48M
– –
-125
Closed -$6K
CVX icon
40
Chevron
CVX
$388B
– –
-4,099
Closed -$645K
EVT icon
41
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.13B
– –
-12,023
Closed -$274K
GDV icon
42
Gabelli Dividend & Income Trust
GDV
$2.62B
– –
-12,755
Closed -$270K
HTD
43
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$914M
– –
-11,769
Closed -$240K
LDP icon
44
Cohen & Steers Duration Preferred & Income Fund
LDP
$603M
– –
-11,612
Closed -$211K
MRK icon
45
Merck
MRK
$314B
– –
-2,061
Closed -$238K
NQP
46
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-12,052
Closed -$135K
SLRC icon
47
SLR Investment Corp
SLRC
$704M
– –
-10,878
Closed -$155K
VWO icon
48
Vanguard FTSE Emerging Markets ETF
VWO
$121B
– –
-5,848
Closed -$238K
WMT icon
49
Walmart Inc
WMT
$880B
– –
-4,323
Closed -$227K
XOM icon
50
ExxonMobil
XOM
$643B
– –
-4,683
Closed -$502K
1
2
3

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SMH Capital Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, SMH Capital Advisors held 57 positions worth $42.8M, down 7.3% from $46.2M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

SMH Capital Advisors withdrew a net $33.5M in Q3 2023, closing 17 positions and reducing 26 holdings. Its most notable exit was Chevron, an estimated $645K position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, SMH Capital Advisors opened a new position in Main Street Capital worth $738K.

  • SMH Capital Advisors's largest Q3 2023 buy was Main Street Capital: 18,166 shares worth $738K.
  • SMH Capital Advisors added most to Verizon in Q3 2023, an estimated $135K increase.
  • SMH Capital Advisors's biggest Q3 2023 reduction was Apollo Global Management, cutting an estimated $136K.
  • SMH Capital Advisors fully exited Chevron in Q3 2023, selling an estimated $645K.
  • SMH Capital Advisors's ten largest holdings make up 83% of its $42.8M portfolio in Q3 2023.
  • SMH Capital Advisors opened 1 new position and closed 17 in Q3 2023.
  • SMH Capital Advisors's portfolio value fell 7.3% quarter-over-quarter to $42.8M.

Based on SMH Capital Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.