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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$44.8M
AUM Growth
+$5.28M
Cap. Flow
+$3.07M
Cap. Flow %
6.86%
Top 10 Hldgs %
70.95%
Holding
54
New
10
Increased
30
Reduced
7
Closed
1

Top Buys

Rank Stock Value
1
DHI icon
D.R. Horton
DHI
+$707K
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$509K
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$461K
4
IIPR icon
Innovative Industrial Properties
IIPR
+$458K
5
DGX icon
Quest Diagnostics
DGX
+$298K

Top Sells

Rank Stock Value
1
REM icon
iShares Mortgage Real Estate ETF
REM
+$542K
2
PBI icon
Pitney Bowes
PBI
+$404K
3
SLRC icon
SLR Investment Corp
SLRC
+$128K

Sector Composition

Rank Sector Weight
1 Financials 8.37%
2 Real Estate 5.81%
3 Industrials 3.92%
4 Energy 2.72%
5 Consumer Discretionary 1.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSP
26
BrightSpire Capital
BRSP
$634M
$311K 0.69%
36,450
– –
DGX icon
27
Quest Diagnostics
DGX
$25.7B
$310K 0.69%
+2,418
New +$298K
OCSL icon
28
Oaktree Specialty Lending
OCSL
$1.02B
$286K 0.64%
15,402
+916
+6% +$16.5K
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$279K 0.62%
5,368
+2
+0% +$106
ADX icon
30
Adams Diversified Equity Fund
ADX
$3.13B
$277K 0.62%
15,166
+1,201
+9% +$21.3K
EVT icon
31
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$266K 0.59%
10,122
+935
+10% +$22.9K
GDV icon
32
Gabelli Dividend & Income Trust
GDV
$2.6B
$252K 0.56%
10,508
+1,032
+11% +$23.6K
BIT icon
33
BlackRock Multi-Sector Income Trust
BIT
$698M
$241K 0.54%
13,348
+1,455
+12% +$25.6K
LDP icon
34
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$236K 0.53%
9,038
+981
+12% +$25.1K
RQI icon
35
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$235K 0.52%
16,911
+1,574
+10% +$20.3K
HTD
36
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$224K 0.5%
+9,537
New +$206K
XOM icon
37
ExxonMobil
XOM
$644B
$216K 0.48%
+3,863
New +$203K
CAT icon
38
Caterpillar
CAT
$375B
$214K 0.48%
+921
New +$191K
PWP icon
39
Perella Weinberg Partners
PWP
$1.29B
$214K 0.48%
19,172
– –
SLRC icon
40
SLR Investment Corp
SLRC
$686M
$206K 0.46%
11,610
-6,990
-38% -$128K
SPY icon
41
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$206K 0.46%
+519
New +$200K
TEI
42
Templeton Emerging Markets Income Fund
TEI
$314M
$169K 0.38%
22,994
+3,251
+16% +$24.7K
EIM
43
Eaton Vance Municipal Bond Fund
EIM
$491M
$146K 0.33%
10,990
+74
+0.7% +$982
WT icon
44
WisdomTree
WT
$2.96B
$119K 0.27%
19,113
+4,275
+29% +$24.5K
LNSR icon
45
LENSAR
LNSR
$61.5M
$85K 0.19%
11,710
+72
+0.6% +$562
EZPW icon
46
Ezcorp Inc
EZPW
$1.83B
$53K 0.12%
+10,710
New +$53.8K
REM icon
47
iShares Mortgage Real Estate ETF
REM
$539M
– –
-17,008
Closed -$542K
1
2

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MP
Mediatel Partners Fort Worth, Texas $33.3M AUM 19.89% 1-Year Est. Return
RL
RPO LLC Stamford, Connecticut $32.3M AUM 14.17% 1-Year Est. Return
PE
Platinum Equity Beverly Hills, California $32.3M AUM 17.64% 1-Year Est. Return
SP
SCF Partners Houston, Texas $32.2M AUM 191.71% 1-Year Est. Return
VL
Vorpal LLC Nashville, Tennessee $32M AUM 10.89% 1-Year Est. Return
MAM
Madryn Asset Management New York $34.1M AUM
WVP
Worth Venture Partners Fort Lee, New Jersey $31.6M AUM 28.5% 1-Year Est. Return
RF
Roberts Foundation San Mateo, California $34.4M AUM 10.45% 1-Year Est. Return

SMH Capital Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, SMH Capital Advisors held 54 positions worth $44.8M, up 13% from $39.5M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

SMH Capital Advisors deployed $3.07M of net new capital in Q1 2021, opening 10 new positions and adding to 30 existing holdings. Its largest new stake was D.R. Horton: 9,038 shares worth $805K.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 7.8% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Pitney Bowes, an estimated $404K trimmed.

  • SMH Capital Advisors's largest Q1 2021 buy was D.R. Horton: 9,038 shares worth $805K.
  • SMH Capital Advisors added most to Compass Diversified in Q1 2021, an estimated $201K increase.
  • SMH Capital Advisors's biggest Q1 2021 reduction was Pitney Bowes, cutting an estimated $404K.
  • SMH Capital Advisors fully exited iShares Mortgage Real Estate ETF in Q1 2021, selling an estimated $542K.
  • SMH Capital Advisors's ten largest holdings make up 71% of its $44.8M portfolio in Q1 2021.
  • SMH Capital Advisors opened 10 new positions and closed 1 in Q1 2021.
  • SMH Capital Advisors's portfolio value rose 13% quarter-over-quarter to $44.8M.

Based on SMH Capital Advisors's 13F filing for Q1 2021, filed 22 Apr 2021.