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SCA

SMH Capital Advisors Portfolio holdings

AUM $32.9M
1-Year Est. Return 1.53%
This Fund
S&P 500
This Quarter Est. Return
+1.31%
1 Year Est. Return
-1.53%
3 Year Est. Return
+6.5%
5 Year Est. Return
+6.6%
10 Year Est. Return
–
AUM
$50.4M
AUM Growth
+$4.9M
Cap. Flow
+$3.02M
Cap. Flow %
5.99%
Top 10 Hldgs %
83.43%
Holding
44
New
10
Increased
24
Reduced
7
Closed
1

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$369K
2
KHC icon
Kraft Heinz
KHC
+$238K
3
HPQ icon
HP
HPQ
+$220K
4
LDP icon
Cohen & Steers Duration Preferred & Income Fund
LDP
+$200K
5
FAT
FAT Brands
FAT
+$184K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$383K
2
APO icon
Apollo Global Management
APO
+$144K
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.07K
4
PDLI
PDL BioPharma, Inc.
PDLI
+$4.79K

Sector Composition

Rank Sector Weight
1 Financials 8.49%
2 Technology 1.76%
3 Industrials 1.14%
4 Energy 1.03%
5 Healthcare 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDP icon
26
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$202K 0.4%
+7,688
New +$200K
ARCC icon
27
Ares Capital
ARCC
$13.4B
$193K 0.38%
10,326
– –
BIT icon
28
BlackRock Multi-Sector Income Trust
BIT
$692M
$181K 0.36%
11,189
+300
+3% +$5.1K
FAT
29
DELISTED
FAT Brands
FAT
$167K 0.33%
+75,180
New +$184K
TEI
30
Templeton Emerging Markets Income Fund
TEI
$310M
$164K 0.33%
17,866
+458
+3% +$4.13K
NAD icon
31
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$151K 0.3%
+10,344
New +$150K
MUI
32
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$150K 0.3%
+10,551
New +$149K
EIM
33
Eaton Vance Municipal Bond Fund
EIM
$494M
$149K 0.3%
+11,588
New +$149K
AFB
34
AllianceBernstein National Municipal Income Fund
AFB
$315M
$147K 0.29%
+10,527
New +$144K
NEA icon
35
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$146K 0.29%
+10,157
New +$144K
PBI icon
36
Pitney Bowes
PBI
$2.39B
$90K 0.18%
22,307
– –
WT icon
37
WisdomTree
WT
$2.79B
$57K 0.11%
11,851
+480
+4% +$2.38K
AAPL icon
38
Apple
AAPL
$4.97T
– –
-6,840
Closed -$383K
1
2

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QCA
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SMH Capital Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, SMH Capital Advisors held 44 positions worth $50.4M, up 11% from $45.5M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

SMH Capital Advisors deployed $3.02M of net new capital in Q4 2019, opening 10 new positions and adding to 24 existing holdings. Its largest new stake was Vanguard FTSE Emerging Markets ETF: 8,719 shares worth $388K.

By sector, the portfolio is most concentrated in Financials at 8.5% of assets, down from 9.2% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Apollo Global Management, an estimated $144K trimmed.

  • SMH Capital Advisors's largest Q4 2019 buy was Vanguard FTSE Emerging Markets ETF: 8,719 shares worth $388K.
  • SMH Capital Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $26.1K increase.
  • SMH Capital Advisors's biggest Q4 2019 reduction was Apollo Global Management, cutting an estimated $144K.
  • SMH Capital Advisors fully exited Apple in Q4 2019, selling an estimated $383K.
  • SMH Capital Advisors's ten largest holdings make up 83% of its $50.4M portfolio in Q4 2019.
  • SMH Capital Advisors opened 10 new positions and closed 1 in Q4 2019.
  • SMH Capital Advisors's portfolio value rose 11% quarter-over-quarter to $50.4M.

Based on SMH Capital Advisors's 13F filing for Q4 2019, filed 4 Feb 2020.