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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Financials 27.27%
2 Consumer Discretionary 7.71%
3 Technology 3.37%
4 Materials 2.66%
5 Healthcare 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHACU
201
DELISTED
Gaming & Hospitality Acquisition Corp. Unit
GHACU
– –
-350,000
Closed -$3.49M
LGV.U
202
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-604,460
Closed -$6.04M
FRWAU
203
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
– –
-619,142
Closed -$6.14M
AUS.U
204
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-250,000
Closed -$2.58M
GGPIU
205
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-1,700,000
Closed -$17M
VPCC.U
206
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
– –
-400,000
Closed -$4.1M
ATMR.U
207
DELISTED
Altimar Acquisition Corp II Units
ATMR.U
– –
-100,000
Closed -$1M
HLMNW
208
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
– –
-266,666
Closed -$707K
ISOS.U
209
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-582,028
Closed -$5.92M
DMYQ.U
210
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
– –
-25,000
Closed -$251K
THMAU
211
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-634,375
Closed -$6.55M
PACE.WS
212
DELISTED
TPG Pace Tech Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary
PACE.WS
– –
-100,000
Closed -$172K
SRNGW
213
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-100,000
Closed -$330K
SRNG
214
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-500,000
Closed -$4.97M
CENHW
215
DELISTED
Centricus Acquisition Corp. Warrant
CENHW
– –
-112,500
Closed -$156K
CENH
216
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-541,158
Closed -$5.35M
RTP.WS
217
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
– –
-100,000
Closed -$193K
RTPZ.WS
218
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
– –
-70,000
Closed -$127K
5 6 7 8
9

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.