SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
-0.2%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$667M
AUM Growth
+$667M
Cap. Flow
+$65.2M
Cap. Flow %
9.77%
Top 10 Hldgs %
19.57%
Holding
217
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$11.2M
2
HZON
Horizon Acquisition Corporation II
HZON
$9.3M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
$8.98M
4
BNAI
Brand Engagement Network
BNAI
$7.93M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$7.37M

Top Sells

1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
$17M
2
FYBR icon
Frontier Communications
FYBR
$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
$6.14M

Sector Composition

1 Financials 27.72%
2 Consumer Discretionary 6.05%
3 Technology 5.21%
4 Materials 2.7%
5 Healthcare 2.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AUS.U
201
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-250,000
Closed -$2.58M
GGPIU
202
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-1,700,000
Closed -$17M
VPCC.U
203
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
– –
-400,000
Closed -$4.1M
ATMR.U
204
DELISTED
Altimar Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
ATMR.U
– –
-100,000
Closed -$1M
HLMNW
205
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
– –
-266,666
Closed -$707K
ISOS.U
206
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-582,028
Closed -$5.93M
DMYQ.U
207
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
– –
-25,000
Closed -$251K
THMAU
208
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-634,375
Closed -$6.55M
PACE.WS
209
DELISTED
TPG Pace Tech Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary
PACE.WS
– –
-100,000
Closed -$172K
SRNGW
210
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-100,000
Closed -$330K
SRNG
211
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-500,000
Closed -$4.98M
CENHW
212
DELISTED
Centricus Acquisition Corp. Warrant
CENHW
– –
-112,500
Closed -$156K
CENH
213
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-541,158
Closed -$5.35M
RTP.WS
214
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
– –
-100,000
Closed -$193K
RTPZ.WS
215
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
– –
-70,000
Closed -$127K
SPIR icon
216
Spire Global
SPIR
$278M
– –
-328,881
Closed -$3.28M
DHCAU
217
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-709,669
Closed -$7.16M
5 6 7 8
9