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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Financials 27.27%
2 Consumer Discretionary 7.71%
3 Technology 3.37%
4 Materials 2.66%
5 Healthcare 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPCBW
176
DELISTED
VPC Impact Acquisition Holdings II Warrant
VPCBW
$105K 0.02%
+93,180
New +$109K
AUS.WS
177
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$104K 0.02%
+62,498
New +$92.6K
FRWAW
178
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$99K 0.01%
+123,828
New +$121K
SLAMW
179
DELISTED
Slam Corp. warrant
SLAMW
$94K 0.01%
+125,000
New +$134K
PIAI.WS
180
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$89K 0.01%
133,099
– –
JWSM.WS
181
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$86K 0.01%
75,000
– –
GHACW
182
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$82K 0.01%
+116,666
New +$98.6K
AAC.WS
183
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$78K 0.01%
92,540
– –
ARBGW
184
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$78K 0.01%
133,332
– –
MVLAW
185
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$77K 0.01%
+85,977
New +$85.5K
FACA.WS
186
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$76K 0.01%
75,000
– –
HTPA.WS
187
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$75K 0.01%
50,000
– –
NSTB.WS
188
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$72K 0.01%
50,000
– –
HIPO.WS
189
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$64K 0.01%
+70,000
New +$73.6K
PACXW
190
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$52K 0.01%
+47,426
New +$56.2K
ENJYW
191
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$23K ﹤0.01%
17,500
– –
FYBR
192
DELISTED
Frontier Communications
FYBR
– –
-329,313
Closed -$8.69M
JOBY icon
193
Joby Aviation
JOBY
$7.12B
– –
-100,000
Closed -$998K
SPIR icon
194
Spire Global
SPIR
$440M
– –
-41,110
Closed -$3.28M
SLAMU
195
DELISTED
Slam Corp. Unit
SLAMU
– –
-500,000
Closed -$4.99M
DHCAU
196
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-709,669
Closed -$7.16M
AURCU
197
DELISTED
Aurora Acquisition Corp. Unit
AURCU
– –
-439,951
Closed -$4.55M
VPCBU
198
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
– –
-372,730
Closed -$3.73M
PFDRU
199
DELISTED
Pathfinder Acquisition Corporation Unit
PFDRU
– –
-429,897
Closed -$4.27M
PACXU
200
DELISTED
Pioneer Merger Corp. Unit
PACXU
– –
-142,280
Closed -$1.48M
5 6 7
8
9

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.