SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
1-Year Return 0.48%
This Quarter Return
-0.2%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$667M
AUM Growth
+$61.2M
Cap. Flow
+$65.2M
Cap. Flow %
9.77%
Top 10 Hldgs %
19.57%
Holding
217
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$11.2M
2
HZON
Horizon Acquisition Corporation II
HZON
$9.3M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
$8.98M
4
BNAI
Brand Engagement Network
BNAI
$7.93M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$7.37M

Top Sells

1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
$17M
2
FYBR icon
Frontier Communications
FYBR
$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
$6.14M

Sector Composition

1 Financials 27.72%
2 Consumer Discretionary 6.05%
3 Technology 5.21%
4 Materials 2.7%
5 Healthcare 2.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AUS.WS
176
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$104K 0.02%
+62,498
New +$104K
FRWAW
177
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$99K 0.01%
+123,828
New +$99K
SLAMW
178
DELISTED
Slam Corp. warrant
SLAMW
$94K 0.01%
+125,000
New +$94K
PIAI.WS
179
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$89K 0.01%
133,099
– –
JWSM.WS
180
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$86K 0.01%
75,000
– –
GHACW
181
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$82K 0.01%
+116,666
New +$82K
AAC.WS
182
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$78K 0.01%
92,540
– –
ARBGW
183
DELISTED
Aequi Acquisition Corp. warrants
ARBGW
$78K 0.01%
133,332
– –
MVLAW
184
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$77K 0.01%
+85,977
New +$77K
FACA.WS
185
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$76K 0.01%
75,000
– –
HTPA.WS
186
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$75K 0.01%
50,000
– –
NSTB.WS
187
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$72K 0.01%
50,000
– –
HIPO.WS
188
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$64K 0.01%
+70,000
New +$64K
PACXW
189
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$52K 0.01%
+47,426
New +$52K
ENJYW
190
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$23K ﹤0.01%
17,500
– –
FRWAU
191
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
– –
-619,142
Closed -$6.14M
AUS.U
192
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-250,000
Closed -$2.58M
GGPIU
193
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-1,700,000
Closed -$17M
VPCC.U
194
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
– –
-400,000
Closed -$4.1M
ATMR.U
195
DELISTED
Altimar Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
ATMR.U
– –
-100,000
Closed -$1M
HLMNW
196
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
– –
-266,666
Closed -$707K
ISOS.U
197
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-582,028
Closed -$5.93M
DMYQ.U
198
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
– –
-25,000
Closed -$251K
THMAU
199
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-634,375
Closed -$6.55M
PACE.WS
200
DELISTED
TPG Pace Tech Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary
PACE.WS
– –
-100,000
Closed -$172K
5 6 7
8
9