SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+1.3%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$606M
AUM Growth
+$606M
Cap. Flow
+$80.9M
Cap. Flow %
13.35%
Top 10 Hldgs %
21.89%
Holding
191
New
36
Increased
60
Reduced
2
Closed
20

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$19.6M
2
FVIV
Fortress Value Acquisition Corp. IV
FVIV
$14.7M
3
AUR icon
Aurora
AUR
$11.8M
4
OSI.U
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
$9.92M
5
FYBR icon
Frontier Communications
FYBR
$8.69M

Top Sells

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$20M
2
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$14.9M
3
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
$12M
4
CSTM icon
Constellium
CSTM
$11.7M
5
DCRCU
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
$9.97M

Sector Composition

1 Financials 21.74%
2 Consumer Discretionary 4.54%
3 Communication Services 3.3%
4 Materials 3.2%
5 Technology 2.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IACB.U
176
DELISTED
ION Acquisition Corp 2 Ltd. Units, each consisting of one Class A ordinary share and one-eighth of o
IACB.U
– –
-25,000
Closed -$254K
DCRCU
177
DELISTED
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
– –
-1,000,700
Closed -$9.97M
NGCAU
178
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-300,000
Closed -$2.97M
SEAH
179
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
– –
-633,626
Closed -$6.18M
FVIV.U
180
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
– –
-1,500,000
Closed -$14.9M
KAHC.U
181
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
– –
-2,000,000
Closed -$20M
HCICU
182
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
– –
-100,000
Closed -$1.01M
FACA.U
183
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
– –
-300,000
Closed -$3.03M
MIT.U
184
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-450,000
Closed -$4.47M
AAC.U
185
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-462,713
Closed -$4.63M
APGB.U
186
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-750,000
Closed -$7.48M
JWSM.U
187
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-300,000
Closed -$3.04M
DAL icon
188
Delta Air Lines
DAL
$40B
– –
0
– –
CSTM icon
189
Constellium
CSTM
$1.93B
– –
-797,737
Closed -$11.7M
BHC icon
190
Bausch Health
BHC
$2.72B
– –
-311,000
Closed -$9.87M
CTOS icon
191
Custom Truck One Source
CTOS
$1.37B
– –
-78,943
Closed -$740K
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