SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
1-Year Return 0.48%
This Quarter Return
-0.66%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$525M
AUM Growth
-$45.5M
Cap. Flow
-$43.1M
Cap. Flow %
-8.2%
Top 10 Hldgs %
16.16%
Holding
255
New
24
Increased
–
Reduced
10
Closed
19

Top Buys

1
WPCB
Warburg Pincus Capital Corporation I-B
WPCB
$6.67M
2
HIII
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$6.04M
3
EVBG
Everbridge, Inc. Common Stock
EVBG
$5.63M
4
SCAQ
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
$5.16M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$4.29M

Top Sells

1
CF icon
CF Industries
CF
$19.7M
2
FRGE icon
Forge Global Holdings
FRGE
$7.95M
3
SOND icon
Sonder
SOND
$6.83M
4
WPCB.U
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$6.73M
5
HIIIU
Hudson Executive Investment Corp. III Unit
HIIIU
$6.03M

Sector Composition

1 Financials 52.61%
2 Technology 4.39%
3 Healthcare 4.26%
4 Industrials 2.56%
5 Consumer Discretionary 1.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STRE.U
151
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$626K 0.12%
63,671
– –
SCOBU
152
DELISTED
ScION Tech Growth II Units
SCOBU
$539K 0.1%
54,849
– –
ARGUU
153
DELISTED
Argus Capital Corp. Unit
ARGUU
$505K 0.1%
50,000
– –
PLMJU
154
DELISTED
Plum Acquisition Corp. III Unit
PLMJU
$498K 0.09%
50,919
– –
CCVI.U
155
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$496K 0.09%
50,000
– –
FSSIU
156
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$496K 0.09%
50,000
– –
SPGS.U
157
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$494K 0.09%
50,000
– –
BOWL.WS
158
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
$470K 0.09%
167,714
– –
PBAXU
159
DELISTED
Phoenix Biotech Acquisition Corp. Unit
PBAXU
$465K 0.09%
46,243
– –
MCAAU
160
DELISTED
Mountain & Co. I Acquisition Corp. Unit
MCAAU
$455K 0.09%
44,643
– –
JUN.U
161
DELISTED
Juniper II Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
JUN.U
$452K 0.09%
44,640
– –
ARQQW icon
162
Arqit Quantum Warrants
ARQQW
$2.4M
$438K 0.08%
98,464
– –
FTAA
163
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$377K 0.07%
38,544
– –
LMACU
164
DELISTED
Liberty Media Acquisition Corporation Unit
LMACU
$301K 0.06%
30,000
– –
KAHC.WS
165
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$299K 0.06%
452,974
– –
ADALU
166
DELISTED
Anthemis Digital Acquisitions I Corp Unit
ADALU
$285K 0.05%
28,221
– –
FRGE.WS
167
DELISTED
Forge Global Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock a
FRGE.WS
$277K 0.05%
+166,666
New +$277K
SDACU
168
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$251K 0.05%
25,421
– –
APSG.WS
169
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$226K 0.04%
164,859
– –
PEARW
170
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$149K 0.03%
188,505
– –
VYGG.U
171
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
$147K 0.03%
14,680
– –
DAVEW icon
172
Dave Inc. Warrants
DAVEW
$13.4M
$129K 0.02%
88,225
– –
CPUH.WS
173
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$122K 0.02%
250,610
– –
HZON.WS
174
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$120K 0.02%
181,780
– –
EJFAW
175
DELISTED
EJF Acquisition Corp. Warrant
EJFAW
$117K 0.02%
124,777
– –
5 6
7
8 9