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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Financials 27.27%
2 Consumer Discretionary 7.71%
3 Technology 3.37%
4 Materials 2.66%
5 Healthcare 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIAC.WS
151
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$323K 0.05%
250,000
– –
LMACU
152
DELISTED
Liberty Media Acquisition Corporation Unit
LMACU
$310K 0.05%
30,000
– –
SDACU
153
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$303K 0.04%
30,311
– –
LUXAW
154
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$299K 0.04%
266,666
– –
SONDW
155
DELISTED
Sonder Holdings Inc Warrants
SONDW
$272K 0.04%
160,000
– –
ISOS.WS
156
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$252K 0.04%
+194,007
New +$258K
HZON.WS
157
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$234K 0.03%
257,218
– –
ARQQW icon
158
Arqit Quantum Warrants
ARQQW
$223K
$230K 0.03%
+112,500
New +$219K
AUROW
159
Aurora Innovation Warrant
AUROW
$335M
$224K 0.03%
150,000
– –
VYGG.U
160
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
$212K 0.03%
21,050
+1,050
+5% +$10.6K
NRDY.WS
161
DELISTED
Nerdy Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
NRDY.WS
$209K 0.03%
+100,000
New +$220K
MOTV.WS
162
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$208K 0.03%
166,666
– –
FMAC.U
163
DELISTED
FirstMark Horizon Acquisition Corp. Units, each consisting of one share of Class A common stock and
FMAC.U
$203K 0.03%
20,000
– –
APSG.WS
164
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$189K 0.03%
233,333
– –
PEARW
165
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$186K 0.03%
+211,457
New +$220K
BETRW icon
166
Better Home & Finance Warrant
BETRW
$2.05M
$176K 0.03%
+109,986
New +$172K
DAVEW icon
167
Dave Inc Warrants
DAVEW
$26.4M
$164K 0.02%
+100,000
New +$166K
BNAIW
168
Brand Engagement Network Warrant
BNAIW
$1.97M
$158K 0.02%
+236,555
New +$229K
LGV.WS
169
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$152K 0.02%
+120,892
New +$163K
FVIV.WS
170
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$150K 0.02%
187,500
– –
APGB.WS
171
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$135K 0.02%
150,000
– –
MIT.WS
172
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$128K 0.02%
183,331
– –
FCAX.WS
173
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$122K 0.02%
150,000
– –
KAIRW
174
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$112K 0.02%
200,000
– –
NAACW
175
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$107K 0.02%
166,666
– –
5 6
7
8 9

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.