SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
-0.2%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$667M
AUM Growth
+$667M
Cap. Flow
+$65.2M
Cap. Flow %
9.77%
Top 10 Hldgs %
19.57%
Holding
217
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$11.2M
2
HZON
Horizon Acquisition Corporation II
HZON
$9.3M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
$8.98M
4
BNAI
Brand Engagement Network
BNAI
$7.93M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$7.37M

Top Sells

1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
$17M
2
FYBR icon
Frontier Communications
FYBR
$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
$6.14M

Sector Composition

1 Financials 27.72%
2 Consumer Discretionary 6.05%
3 Technology 5.21%
4 Materials 2.7%
5 Healthcare 2.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LMACU
151
DELISTED
Liberty Media Acquisition Corporation Unit
LMACU
$310K 0.05%
30,000
– –
SDACU
152
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$303K 0.04%
30,311
– –
LUXAW
153
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$299K 0.04%
266,666
– –
SONDW icon
154
Sonder Holdings Inc. Warrants
SONDW
$122K
$272K 0.04%
160,000
– –
ISOS.WS
155
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$252K 0.04%
+194,007
New +$252K
HZON.WS
156
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$234K 0.03%
257,218
– –
ARQQW icon
157
Arqit Quantum Warrants
ARQQW
$2.89M
$230K 0.03%
+112,500
New +$230K
AUROW
158
Aurora Innovation Warrant
AUROW
$1.15B
$224K 0.03%
150,000
– –
VYGG.U
159
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
$212K 0.03%
21,050
+1,050
+5% +$10.6K
NRDY.WS
160
DELISTED
Nerdy Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
NRDY.WS
$209K 0.03%
+100,000
New +$209K
MOTV.WS
161
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$208K 0.03%
166,666
– –
FMAC.U
162
DELISTED
FirstMark Horizon Acquisition Corp. Units, each consisting of one share of Class A common stock and
FMAC.U
$203K 0.03%
20,000
– –
APSG.WS
163
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$189K 0.03%
233,333
– –
PEARW
164
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$186K 0.03%
+211,457
New +$186K
BETRW icon
165
Better Home & Finance Holding Company Warrant
BETRW
$3.11M
$176K 0.03%
+109,986
New +$176K
DAVEW icon
166
Dave Inc. Warrants
DAVEW
$13.3M
$164K 0.02%
+100,000
New +$164K
BNAIW
167
Brand Engagement Network Inc. Warrant
BNAIW
$330K
$158K 0.02%
+236,555
New +$158K
LGV.WS
168
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$152K 0.02%
+120,892
New +$152K
FVIV.WS
169
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$150K 0.02%
187,500
– –
APGB.WS
170
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$135K 0.02%
150,000
– –
MIT.WS
171
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$128K 0.02%
183,331
– –
FCAX.WS
172
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$122K 0.02%
150,000
– –
KAIRW
173
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$112K 0.02%
200,000
– –
NAACW
174
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$107K 0.02%
166,666
– –
VPCBW
175
DELISTED
VPC Impact Acquisition Holdings II Warrant
VPCBW
$105K 0.02%
+93,180
New +$105K
5 6
7
8 9