SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+1.3%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$606M
AUM Growth
+$606M
Cap. Flow
+$80.9M
Cap. Flow %
13.35%
Top 10 Hldgs %
21.89%
Holding
191
New
36
Increased
60
Reduced
2
Closed
20

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$19.6M
2
FVIV
Fortress Value Acquisition Corp. IV
FVIV
$14.7M
3
AUR icon
Aurora
AUR
$11.8M
4
OSI.U
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
$9.92M
5
FYBR icon
Frontier Communications
FYBR
$8.69M

Top Sells

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$20M
2
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$14.9M
3
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
$12M
4
CSTM icon
Constellium
CSTM
$11.7M
5
DCRCU
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
$9.97M

Sector Composition

1 Financials 21.74%
2 Consumer Discretionary 4.54%
3 Communication Services 3.3%
4 Materials 3.2%
5 Technology 2.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SONDW icon
151
Sonder Holdings Inc. Warrants
SONDW
$122K
$218K 0.04%
160,000
– –
FMAC.U
152
DELISTED
FirstMark Horizon Acquisition Corp. Units, each consisting of one share of Class A common stock and
FMAC.U
$208K 0.03%
20,000
– –
VYGG.U
153
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
$205K 0.03%
20,000
– –
RTP.WS
154
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$193K 0.03%
100,000
– –
APGB.WS
155
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$183K 0.03%
+150,000
New +$183K
PACE.WS
156
DELISTED
TPG Pace Tech Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary
PACE.WS
$172K 0.03%
100,000
– –
FCAX.WS
157
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$161K 0.03%
150,000
– –
MIT.WS
158
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$161K 0.03%
+183,331
New +$161K
NAACW
159
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$160K 0.03%
166,666
– –
MOTV.WS
160
DELISTED
Motive Capital Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an ex
MOTV.WS
$158K 0.03%
166,666
– –
CENHW
161
DELISTED
Centricus Acquisition Corp. Warrant
CENHW
$156K 0.03%
+112,500
New +$156K
KAIRW
162
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$144K 0.02%
200,000
– –
PIAI.WS
163
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$133K 0.02%
133,099
– –
RTPZ.WS
164
DELISTED
Reinvent Technology Partners Z Redeemable warrants, each whole warrant exercisable for one Class A o
RTPZ.WS
$127K 0.02%
70,000
– –
NSTB.WS
165
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$118K 0.02%
50,000
– –
ARBGW
166
DELISTED
Aequi Acquisition Corp. warrants
ARBGW
$117K 0.02%
133,332
– –
AAC.WS
167
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$111K 0.02%
+92,540
New +$111K
JWSM.WS
168
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$93K 0.02%
+75,000
New +$93K
FACA.WS
169
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$93K 0.02%
+75,000
New +$93K
HTPA.WS
170
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$51K 0.01%
50,000
– –
ENJYW
171
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$21K ﹤0.01%
17,500
– –
DAL icon
172
Delta Air Lines
DAL
$40.4B
– –
0
– –
JWSM.U
173
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-300,000
Closed -$3.04M
APGB.U
174
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
– –
-750,000
Closed -$7.48M
AAC.U
175
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-462,713
Closed -$4.63M
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