SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
1-Year Return 0.48%
This Quarter Return
+1.63%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$520M
AUM Growth
+$243M
Cap. Flow
+$215M
Cap. Flow %
41.39%
Top 10 Hldgs %
25.76%
Holding
181
New
141
Increased
–
Reduced
10
Closed
26

Top Buys

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$20M
2
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
$14.9M
3
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$14.9M
4
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
$12M
5
CPUH.U
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
$10.1M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$71M
2
STKL
SunOpta
STKL
$23.9M
3
BHC icon
Bausch Health
BHC
$12.7M
4
LUMN icon
Lumen
LUMN
$11M
5
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
$9.18M

Sector Composition

1 Financials 14.03%
2 Materials 5.55%
3 Consumer Discretionary 5.06%
4 Communication Services 2.18%
5 Healthcare 1.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NAACW
151
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$102K 0.02%
+166,666
New +$102K
NSTB.WS
152
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$70K 0.01%
+50,000
New +$70K
HTPA.WS
153
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$56K 0.01%
+50,000
New +$56K
ENJYW
154
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$22K ﹤0.01%
+17,500
New +$22K
DAL icon
155
Delta Air Lines
DAL
$39.9B
– –
0
– –
GSAT icon
156
Globalstar
GSAT
$3.96B
– –
-128,941
Closed -$657K
LCID icon
157
Lucid Motors
LCID
$5.66B
– –
-20,000
Closed -$2M
SPY icon
158
SPDR S&P 500 ETF Trust
SPY
$660B
– –
-190,000
Closed -$71M
PIAI.U
159
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
– –
-399,299
Closed -$4.21M
ARBGU
160
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
– –
-400,000
Closed -$4.03M
HZON.U
161
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-771,656
Closed -$8.4M
HTPA.U
162
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-150,000
Closed -$1.59M
LUXAU
163
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
– –
-800,000
Closed -$9.18M
IPOD.U
164
DELISTED
Social Capital Hedosophia Holdings Corp. IV Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOD.U
– –
-20,000
Closed -$293K
IPOF.U
165
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
– –
-200,000
Closed -$2.58M
APSG.U
166
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
– –
-700,000
Closed -$7.65M
MOTV.U
167
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-500,000
Closed -$5.25M
SEAH.U
168
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
– –
-700,000
Closed -$7.57M
IIAC.U
169
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
– –
-750,000
Closed -$7.73M
AGCUU
170
DELISTED
Altimeter Growth Corp. Unit
AGCUU
– –
-100,000
Closed -$1.3M
MRACU
171
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-70,000
Closed -$758K
PACE.U
172
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
– –
-500,000
Closed -$5.77M
AJAX.U
173
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
– –
-300,000
Closed -$3.72M
RTPZ.U
174
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-350,000
Closed -$4.02M
CCIV.U
175
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-417,408
Closed -$4.3M
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7
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