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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$550M
AUM Growth
+$255M
Cap. Flow
+$236M
Cap. Flow %
42.9%
Top 10 Hldgs %
26.44%
Holding
182
New
142
Increased
–
Reduced
10
Closed
26

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$20M
2
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
+$15M
3
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$14.9M
4
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$12.1M
5
CPUH.U
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
+$10.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$71M
2
STKL
SunOpta
STKL
+$23.1M
3
BHC icon
Bausch Health
BHC
+$11.7M
4
LUMN icon
Lumen
LUMN
+$10.3M
5
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
+$9.18M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Materials 5.24%
3 Consumer Discretionary 4.78%
4 Communication Services 2.06%
5 Healthcare 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAIRW
151
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$110K 0.02%
+200,000
New +$166K
PIAI.WS
152
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$109K 0.02%
+133,099
New +$201K
NAACW
153
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$102K 0.02%
+166,666
New +$127K
NSTB.WS
154
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$70K 0.01%
+50,000
New +$92.1K
HTPA.WS
155
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$56K 0.01%
+50,000
New +$85.4K
ENJYW
156
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
$22K ﹤0.01%
+17,500
New +$29.7K
GSAT icon
157
Globalstar
GSAT
$10.7B
– –
-128,941
Closed -$657K
LCID icon
158
Lucid Motors
LCID
$3B
– –
-20,000
Closed -$2M
SPY icon
159
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-190,000
Closed -$71M
PIAI.U
160
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
– –
-399,299
Closed -$4.21M
ARBGU
161
DELISTED
Aequi Acquisition Corp Unit
ARBGU
– –
-400,000
Closed -$4.03M
HZON.U
162
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-771,656
Closed -$8.4M
HTPA.U
163
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-150,000
Closed -$1.59M
LUXAU
164
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
– –
-800,000
Closed -$9.18M
IPOD.U
165
DELISTED
Social Capital Hedosophia Holdings Corp. IV Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOD.U
– –
-20,000
Closed -$293K
IPOF.U
166
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
– –
-200,000
Closed -$2.58M
APSG.U
167
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
– –
-700,000
Closed -$7.65M
MOTV.U
168
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-500,000
Closed -$5.25M
SEAH.U
169
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
– –
-700,000
Closed -$7.57M
IIAC.U
170
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
– –
-750,000
Closed -$7.73M
AGCUU
171
DELISTED
Altimeter Growth Corp Unit
AGCUU
– –
-100,000
Closed -$1.3M
MRACU
172
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
– –
-70,000
Closed -$758K
PACE.U
173
DELISTED
TPG Pace Tech Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fifth
PACE.U
– –
-500,000
Closed -$5.76M
AJAX.U
174
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
– –
-300,000
Closed -$3.72M
RTPZ.U
175
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
– –
-350,000
Closed -$4.02M
4 5 6
7
8

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Silver Rock Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Silver Rock Financial held 182 positions worth $550M, up 87% from $295M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Silver Rock Financial deployed $236M of net new capital in Q1 2021, opening 142 new positions. Its largest new stake was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 2,000,000 shares worth $20M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, followed by Materials and Consumer Discretionary.

On the sell side, the largest reduction was SunOpta, an estimated $23.1M trimmed.

  • Silver Rock Financial's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 2,000,000 shares worth $20M.
  • Silver Rock Financial's biggest Q1 2021 reduction was SunOpta, cutting an estimated $23.1M.
  • Silver Rock Financial fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $71M.
  • Silver Rock Financial's ten largest holdings make up 26% of its $550M portfolio in Q1 2021.
  • Silver Rock Financial opened 142 new positions and closed 26 in Q1 2021.
  • Silver Rock Financial's portfolio value rose 87% quarter-over-quarter to $550M.

Based on Silver Rock Financial's 13F filing for Q1 2021, filed 14 May 2021.