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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Financials 27.27%
2 Consumer Discretionary 7.71%
3 Technology 3.37%
4 Materials 2.66%
5 Healthcare 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNTE
126
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$1.24M 0.18%
122,153
– –
ITQRU
127
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
$1.23M 0.18%
123,741
– –
GRND icon
128
Grindr
GRND
$3.02B
$1.17M 0.17%
115,100
– –
FSRXU
129
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
$1.13M 0.17%
114,113
+267
+0.2% +$2.65K
VCXAU
130
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
$995K 0.15%
+100,000
New +$998K
FTVIU
131
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
$994K 0.15%
100,000
– –
MTAL.U
132
DELISTED
Metals Acquisition Corp Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
MTAL.U
$989K 0.15%
+100,000
New +$990K
ACTDU
133
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$984K 0.15%
100,000
– –
CRU.U
134
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
$890K 0.13%
89,336
+19,336
+28% +$194K
SEAH.WS
135
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$830K 0.12%
350,000
– –
HCIIU
136
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$750K 0.11%
75,500
+500
+0.7% +$4.98K
HUGS.U
137
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$737K 0.11%
74,007
+21,577
+41% +$216K
KVSA
138
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$719K 0.11%
72,801
+22,801
+46% +$225K
ENJY
139
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$699K 0.1%
70,000
– –
GGPIW
140
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
$627K 0.09%
+299,998
New +$590K
STRE.U
141
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$626K 0.09%
63,786
– –
SCOBU
142
DELISTED
ScION Tech Growth II Units
SCOBU
$544K 0.08%
54,849
– –
CMLTU
143
DELISTED
CM Life Sciences III Inc. Unit
CMLTU
$513K 0.08%
50,000
– –
PLMJU
144
DELISTED
Plum Acquisition Corp. III Unit
PLMJU
$512K 0.08%
+52,000
New +$516K
ARGUU
145
DELISTED
Argus Capital Corp. Unit
ARGUU
$505K 0.07%
+50,000
New +$505K
FSSIU
146
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$501K 0.07%
50,000
– –
CCVI.U
147
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$499K 0.07%
50,000
– –
SPGS.U
148
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$497K 0.07%
50,000
– –
KAHC.WS
149
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$478K 0.07%
500,000
– –
FTAA
150
DELISTED
FTAC Athena Acquisition Corp. Class A Ordinary Share
FTAA
$389K 0.06%
+39,362
New +$388K
4 5
6
7 8

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.