SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+1.3%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$606M
AUM Growth
+$606M
Cap. Flow
+$80.9M
Cap. Flow %
13.35%
Top 10 Hldgs %
21.89%
Holding
191
New
36
Increased
60
Reduced
2
Closed
20

Top Buys

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$19.6M
2
FVIV
Fortress Value Acquisition Corp. IV
FVIV
$14.7M
3
AUR icon
Aurora
AUR
$11.8M
4
OSI.U
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
$9.92M
5
FYBR icon
Frontier Communications
FYBR
$8.69M

Top Sells

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$20M
2
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
$14.9M
3
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
$12M
4
CSTM icon
Constellium
CSTM
$11.7M
5
DCRCU
Decarbonization Plus Acquisition Corporation III Unit
DCRCU
$9.97M

Sector Composition

1 Financials 21.74%
2 Consumer Discretionary 4.54%
3 Communication Services 3.3%
4 Materials 3.2%
5 Technology 2.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SEAH.WS
126
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$763K 0.12%
350,000
– –
HCIIU
127
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$747K 0.12%
75,000
– –
HLMNW
128
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
$707K 0.11%
266,666
– –
CRU.U
129
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
$701K 0.11%
70,000
– –
ENJY
130
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$693K 0.11%
70,000
– –
SVFB
131
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$682K 0.11%
68,770
+18,770
+38% +$186K
STRE.U
132
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
$635K 0.1%
+63,786
New +$635K
KAHC.WS
133
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$585K 0.09%
+500,000
New +$585K
SCOBU
134
DELISTED
ScION Tech Growth II Units
SCOBU
$544K 0.09%
54,849
+4,849
+10% +$48.1K
CMLTU
135
DELISTED
CM Life Sciences III Inc. Unit
CMLTU
$543K 0.09%
+50,000
New +$543K
HUGS.U
136
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$525K 0.09%
52,430
– –
FSSIU
137
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
$513K 0.08%
50,000
– –
CCVI.U
138
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$505K 0.08%
50,000
– –
SPGS.U
139
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$504K 0.08%
50,000
– –
KVSA
140
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$494K 0.08%
50,000
– –
LUXAW
141
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$352K 0.06%
266,666
– –
SRNGW
142
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
$330K 0.05%
+100,000
New +$330K
LMACU
143
DELISTED
Liberty Media Acquisition Corporation Unit
LMACU
$317K 0.05%
30,000
– –
SDACU
144
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$307K 0.05%
30,311
– –
HZON.WS
145
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$296K 0.05%
257,218
– –
APSG.WS
146
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$271K 0.04%
233,333
– –
AUROW
147
Aurora Innovation Warrant
AUROW
$1.15B
$270K 0.04%
+150,000
New +$270K
IIAC.WS
148
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
$253K 0.04%
250,000
– –
DMYQ.U
149
DELISTED
dMY Technology Group, Inc. IV Units, each consisting of one share of Class A common stock and one-fi
DMYQ.U
$251K 0.04%
25,000
– –
FVIV.WS
150
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$231K 0.04%
+187,500
New +$231K
4 5
6
7 8