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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$678M
AUM Growth
+$62.1M
Cap. Flow
+$65.4M
Cap. Flow %
9.64%
Top 10 Hldgs %
19.43%
Holding
218
New
47
Increased
43
Reduced
3
Closed
27

Top Buys

Rank Stock Value
1
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$10.9M
2
HZON
Horizon Acquisition Corporation II
HZON
+$9.26M
3
DRAYU
Macondray Capital Acquisition Corp. I Unit
DRAYU
+$8.94M
4
BNAI
Brand Engagement Network
BNAI
+$7.91M
5
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$7.43M

Top Sells

Rank Stock Value
1
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$17M
2
FYBR
Frontier Communications
FYBR
+$8.69M
3
DHCAU
DHC Acquisition Corp. Unit
DHCAU
+$7.16M
4
THMAU
Thimble Point Acquisition Corp. Unit
THMAU
+$6.55M
5
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.14M

Sector Composition

Rank Sector Weight
1 Financials 27.27%
2 Consumer Discretionary 7.71%
3 Technology 3.37%
4 Materials 2.66%
5 Healthcare 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUS
101
DELISTED
Austerlitz Acquisition Corporation I
AUS
$2.48M 0.37%
+250,000
New +$2.48M
JOFFU
102
DELISTED
JOFF Fintech Acquisition Corp. Unit
JOFFU
$2.46M 0.36%
250,000
– –
SNII.U
103
DELISTED
Supernova Partners Acquisition Company II, Ltd. Units, each consisting of one Class A ordinary share
SNII.U
$2.4M 0.35%
242,396
– –
PRPC.U
104
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$2.39M 0.35%
239,823
– –
NSTB
105
DELISTED
Northern Star Investment Corp. II
NSTB
$2.3M 0.34%
231,960
– –
GTPAU
106
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$2.26M 0.33%
226,500
– –
STKL
107
DELISTED
SunOpta
STKL
$2.13M 0.31%
238,547
– –
TSIBU
108
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$2.07M 0.31%
208,176
+200
+0.1% +$2K
WRAC.U
109
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$2.03M 0.3%
+200,000
New +$2.01M
TBSAU
110
DELISTED
TB SA Acquisition Corp Unit
TBSAU
$1.98M 0.29%
201,617
+1,617
+0.8% +$16K
HCNEU
111
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$1.98M 0.29%
200,000
– –
DGNU
112
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$1.97M 0.29%
201,168
+50,868
+34% +$502K
WAVC.U
113
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
$1.97M 0.29%
+200,605
New +$1.99M
WPCA.U
114
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
$1.73M 0.26%
173,908
+23,908
+16% +$239K
POND.U
115
DELISTED
Angel Pond Holdings Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
POND.U
$1.68M 0.25%
171,671
– –
SSAAU
116
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$1.62M 0.24%
164,800
– –
PICC.U
117
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$1.59M 0.24%
161,091
+8,900
+6% +$88.2K
SPAQ.U
118
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$1.52M 0.22%
150,000
– –
NDACU
119
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$1.5M 0.22%
150,736
+9,035
+6% +$89.8K
FRONU
120
DELISTED
Frontier Acquisition Corp. Units
FRONU
$1.49M 0.22%
150,000
– –
VTLE
121
DELISTED
Vital Energy
VTLE
$1.48M 0.22%
18,319
– –
OEPWU
122
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$1.47M 0.22%
148,781
+8,589
+6% +$85.3K
PACX
123
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.41M 0.21%
+142,280
New +$1.41M
DCRNU
124
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
$1.28M 0.19%
125,000
– –
CRHC.U
125
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$1.26M 0.19%
125,000
– –
3 4
5
6 7

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Silver Rock Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Silver Rock Financial held 218 positions worth $678M, up 10% from $616M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Silver Rock Financial deployed $65.4M of net new capital in Q3 2021, opening 47 new positions and adding to 43 existing holdings. Its largest new stake was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was CF Industries, an estimated $2.56M trimmed.

  • Silver Rock Financial's largest Q3 2021 buy was Gores Guggenheim, Inc. Class A Common Stock: 1,100,000 shares worth $11.2M.
  • Silver Rock Financial added most to Horizon Acquisition Corporation II in Q3 2021, an estimated $9.26M increase.
  • Silver Rock Financial's biggest Q3 2021 reduction was CF Industries, cutting an estimated $2.56M.
  • Silver Rock Financial fully exited Gores Guggenheim, Inc. Unit in Q3 2021, selling an estimated $17M.
  • Silver Rock Financial's ten largest holdings make up 19% of its $678M portfolio in Q3 2021.
  • Silver Rock Financial opened 47 new positions and closed 27 in Q3 2021.
  • Silver Rock Financial's portfolio value rose 10% quarter-over-quarter to $678M.

Based on Silver Rock Financial's 13F filing for Q3 2021, filed 15 Nov 2021.