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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$550M
AUM Growth
+$255M
Cap. Flow
+$236M
Cap. Flow %
42.9%
Top 10 Hldgs %
26.44%
Holding
182
New
142
Increased
–
Reduced
10
Closed
26

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$20M
2
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
+$15M
3
GGPIU
Gores Guggenheim, Inc. Unit
GGPIU
+$14.9M
4
RTPYU
Reinvent Technology Partners Y Unit
RTPYU
+$12.1M
5
CPUH.U
Compute Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
CPUH.U
+$10.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$71M
2
STKL
SunOpta
STKL
+$23.1M
3
BHC icon
Bausch Health
BHC
+$11.7M
4
LUMN icon
Lumen
LUMN
+$10.3M
5
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
+$9.18M

Sector Composition

Rank Sector Weight
1 Financials 13.25%
2 Materials 5.24%
3 Consumer Discretionary 4.78%
4 Communication Services 2.06%
5 Healthcare 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
101
Joby Aviation
JOBY
$7.12B
$1.02M 0.18%
100,000
-300,000
-75% -$3.64M
HCICU
102
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$1.01M 0.18%
+100,000
New +$1.1M
ACTDU
103
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$1M 0.18%
+100,000
New +$999K
TSIBU
104
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$1M 0.18%
+100,000
New +$1.03M
PACXU
105
DELISTED
Pioneer Merger Corp. Unit
PACXU
$999K 0.18%
+100,000
New +$1.05M
PICC.U
106
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$999K 0.18%
+100,000
New +$1.03M
LGACU
107
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$995K 0.18%
+100,000
New +$1.02M
FRONU
108
DELISTED
Frontier Acquisition Corp. Units
FRONU
$992K 0.18%
+100,000
New +$1.01M
AMPI.U
109
DELISTED
Advanced Merger Partners Inc Units
AMPI.U
$958K 0.17%
+95,876
New +$959K
ITQRU
110
DELISTED
Itiquira Acquisition Corp. Unit
ITQRU
$919K 0.17%
+92,872
New +$941K
CTOS icon
111
Custom Truck One Source
CTOS
$2.26B
$740K 0.13%
78,943
-277,868
-78% -$2.26M
HCIIU
112
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$735K 0.13%
+75,000
New +$780K
CRU.U
113
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
$730K 0.13%
+70,000
New +$768K
OEPWU
114
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$712K 0.13%
+71,741
New +$734K
ENJY
115
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$690K 0.13%
+70,000
New +$722K
LDHAU
116
DELISTED
LDH Growth Corp I Units
LDHAU
$686K 0.12%
+67,876
New +$685K
VTLE
117
DELISTED
Vital Energy
VTLE
$551K 0.1%
18,319
-6,649
-27% -$204K
HZON.WS
118
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$527K 0.1%
+257,218
New +$563K
HUGS.U
119
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$525K 0.1%
+52,430
New +$532K
KCAC.U
120
DELISTED
Kensington Capital Acquisition Corp. II Units, each consisting of one share of Class A common stock,
KCAC.U
$513K 0.09%
+50,000
New +$537K
NVSAU
121
DELISTED
New Vista Acquisition Corp Unit
NVSAU
$508K 0.09%
+51,100
New +$528K
SYM icon
122
Symbotic
SYM
$5.46B
$504K 0.09%
+50,000
New +$511K
KVSA
123
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$504K 0.09%
+50,000
New +$514K
SVFB
124
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$504K 0.09%
+50,000
New +$518K
CCVI.U
125
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
$503K 0.09%
+50,000
New +$541K
3 4
5
6 7

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7IH
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AP
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VM
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SAMC
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CZI
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PEP
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OM
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Silver Rock Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Silver Rock Financial held 182 positions worth $550M, up 87% from $295M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Silver Rock Financial deployed $236M of net new capital in Q1 2021, opening 142 new positions. Its largest new stake was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 2,000,000 shares worth $20M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, followed by Materials and Consumer Discretionary.

On the sell side, the largest reduction was SunOpta, an estimated $23.1M trimmed.

  • Silver Rock Financial's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 2,000,000 shares worth $20M.
  • Silver Rock Financial's biggest Q1 2021 reduction was SunOpta, cutting an estimated $23.1M.
  • Silver Rock Financial fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $71M.
  • Silver Rock Financial's ten largest holdings make up 26% of its $550M portfolio in Q1 2021.
  • Silver Rock Financial opened 142 new positions and closed 26 in Q1 2021.
  • Silver Rock Financial's portfolio value rose 87% quarter-over-quarter to $550M.

Based on Silver Rock Financial's 13F filing for Q1 2021, filed 14 May 2021.