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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
-14.03%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$16.3M
AUM Growth
-$35.5M
Cap. Flow
-$34.5M
Cap. Flow %
-211.19%
Top 10 Hldgs %
97.95%
Holding
95
New
7
Increased
–
Reduced
49
Closed
31

Top Buys

Rank Stock Value
1
AMBP icon
Ardagh Metal Packaging
AMBP
+$4.09M
2
NRDY icon
Nerdy
NRDY
+$76.7K
3
ALUR.WS
Allurion Technologies Warrants
ALUR.WS
+$71.2K
4
LZM.WS icon
Lifezone Metals Ltd Warrants
LZM.WS
+$41.1K
5
CCGWW
Cheche Group Inc Warrant
CCGWW
+$29.2K

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$5.19M
2
BWC
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
+$5.18M
3
ZLS
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
+$5.07M
4
CORS
Corsair Partnering Corporation
CORS
+$4.46M
5
OKLO
Oklo
OKLO
+$3.92M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 22.32%
2 Technology 20.95%
3 Consumer Staples 18.91%
4 Financials 13.99%
5 Communication Services 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICNC.WS
76
DELISTED
Iconic Sports Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ICNC.WS
– –
-78,064
Closed -$5.46K
VHNAU
77
DELISTED
Vahanna Tech Edge Acquisition I Corp. Units
VHNAU
– –
-100,000
Closed -$1.06M
PIAI.WS
78
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
– –
-94,060
Closed -$3.37K
NSTD.WS
79
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
– –
-66,522
Closed -$3.33K
WAVC.U
80
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
– –
-133,738
Closed -$1.39M
ZINGW
81
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
– –
-50,000
Closed -$775
ZING
82
DELISTED
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
– –
-78,372
Closed -$817K
BWCAW
83
DELISTED
Blue Whale Acquisition Corp I Warrant
BWCAW
– –
-171,361
Closed -$14.4K
BWC
84
DELISTED
Blue Whale Acquisition Corp I Class A Ordinary Shares
BWC
– –
-510,559
Closed -$5.18M
ARBGW
85
DELISTED
Aequi Acquisition Corp warrants
ARBGW
– –
-113,902
Closed -$2.86K
CPUH.WS
86
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
– –
-250,610
Closed -$125K
ENTFW
87
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
– –
-46,242
Closed -$2.54K
SDACW
88
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
– –
-12,710
Closed -$381
SCAQW
89
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
– –
-176,147
Closed -$352
GLTA.WS
90
DELISTED
Galata Acquisition Corp. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
GLTA.WS
– –
-123,959
Closed -$7.13K
CORS.WS
91
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
– –
-203,143
Closed -$1.65K
CORS
92
DELISTED
Corsair Partnering Corporation
CORS
– –
-430,759
Closed -$4.46M
GOGN
93
DELISTED
GoGreen Investments Corporation
GOGN
– –
-181,959
Closed -$2.02M
GOGN.WS
94
DELISTED
GoGreen Investments Corporation Redeemable Warrants
GOGN.WS
– –
-90,978
Closed -$89.2K
1 2 3
4

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AP
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VM
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SAMC
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CZI
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Silver Rock Financial's Q3 2023 Portfolio in Review

As of Q3 2023, Silver Rock Financial held 95 positions worth $16.3M, down 68% from $51.8M the previous quarter. Its ten largest holdings account for 98% of the portfolio.

Silver Rock Financial withdrew a net $34.5M in Q3 2023, closing 31 positions and reducing 49 holdings. Its most notable exit was Comcast, an estimated $5.19M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 22% of assets, followed by Technology and Consumer Staples.

Against the trend, Silver Rock Financial opened a new position in Ardagh Metal Packaging worth $3.64M.

  • Silver Rock Financial's largest Q3 2023 buy was Ardagh Metal Packaging: 1,164,020 shares worth $3.64M.
  • Silver Rock Financial's biggest Q3 2023 reduction was Learn CW Investment Corporation Class A Ordinary Shares, cutting an estimated $1.59M.
  • Silver Rock Financial fully exited Comcast in Q3 2023, selling an estimated $5.19M.
  • Silver Rock Financial's ten largest holdings make up 98% of its $16.3M portfolio in Q3 2023.
  • Silver Rock Financial opened 7 new positions and closed 31 in Q3 2023.
  • Silver Rock Financial's portfolio value fell 68% quarter-over-quarter to $16.3M.

Based on Silver Rock Financial's 13F filing for Q3 2023, filed 14 Nov 2023.