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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$17.2M
AUM Growth
+$828K
Cap. Flow
-$8.02M
Cap. Flow %
-46.76%
Top 10 Hldgs %
99.11%
Holding
66
New
2
Increased
–
Reduced
2
Closed
15

Top Buys

Rank Stock Value
1
VSTEW
Vast Renewables Limited Warrants
VSTEW
+$4.76K
2
CREVW
Carbon Revolution PLC Warrant
CREVW
+$4.52K

Top Sells

Rank Stock Value
1
AMBP icon
Ardagh Metal Packaging
AMBP
+$2.58M
2
LCW
Learn CW Investment Corporation Class A Ordinary Shares
LCW
+$2.28M
3
LUMN icon
Lumen
LUMN
+$88.9K
4
AAC.WS
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
+$29.4K
5
ACAQ.WS
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
+$17.6K

Sector Composition

Rank Sector Weight
1 Technology 19.64%
2 Consumer Staples 18.2%
3 Consumer Discretionary 9.46%
4 Communication Services 2.48%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCW
51
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
– –
-214,608
Closed -$2.28M
MRT.WS
52
DELISTED
Marti Technologies, Inc. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
MRT.WS
– –
-75,426
Closed -$1.36K
NOGNW
53
DELISTED
Nogin, Inc. Warrant
NOGNW
– –
-76,280
Closed -$1.52K
NETC.WS
54
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
– –
-39,205
Closed -$5.88K
FRXB.WS
55
DELISTED
Forest Road Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FRXB.WS
– –
-29,075
Closed -$611
SUAC.WS
56
DELISTED
ShoulderUp Technology Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SUAC.WS
– –
-78,411
Closed -$1.96K
APGB.WS
57
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
– –
-84,420
Closed -$6.63K
ROSEW
58
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
– –
-16,084
Closed -$804
PRPC.WS
59
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-16,761
Closed -$3.1K
AAC.WS
60
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-44,430
Closed -$29.4K
TRCA.WS
61
DELISTED
Twin Ridge Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TRCA.WS
– –
-66,902
Closed -$5.02K
ACAQ.WS
62
DELISTED
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
– –
-48,872
Closed -$17.6K
RBT.WS
63
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
– –
-64,274
Closed -$803
BRD.WS
64
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
– –
-39,176
Closed -$1.18K
JUN.WS
65
DELISTED
Juniper II Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
JUN.WS
– –
-17,524
Closed -$46
1 2
3

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VCMGDR
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7IH
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AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
SAMC
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CZI
Chan Zuckerberg Initiative Redwood City, California $49.2M AUM 19.47% 1-Year Est. Return
PEP
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Silver Rock Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Silver Rock Financial held 66 positions worth $17.2M, up 5.1% from $16.3M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Silver Rock Financial withdrew a net $8.02M in Q4 2023, closing 15 positions and reducing 2 holdings. Its most notable exit was Learn CW Investment Corporation Class A Ordinary Shares, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, Silver Rock Financial opened a new position in Vast Renewables Limited Warrants worth $3.53K.

  • Silver Rock Financial's largest Q4 2023 buy was Vast Renewables Limited Warrants: 39,205 shares worth $3.53K.
  • Silver Rock Financial's biggest Q4 2023 reduction was Ardagh Metal Packaging, cutting an estimated $2.58M.
  • Silver Rock Financial fully exited Learn CW Investment Corporation Class A Ordinary Shares in Q4 2023, selling an estimated $2.28M.
  • Silver Rock Financial's ten largest holdings make up 99% of its $17.2M portfolio in Q4 2023.
  • Silver Rock Financial opened 2 new positions and closed 15 in Q4 2023.
  • Silver Rock Financial's portfolio value rose 5.1% quarter-over-quarter to $17.2M.

Based on Silver Rock Financial's 13F filing for Q4 2023, filed 14 Feb 2024.