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SRF

Silver Rock Financial Portfolio holdings

AUM $49.7M
1-Year Est. Return 17.42%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-17.42%
3 Year Est. Return
+6.77%
5 Year Est. Return
+13.69%
10 Year Est. Return
–
AUM
$17.2M
AUM Growth
+$828K
Cap. Flow
-$8.02M
Cap. Flow %
-46.76%
Top 10 Hldgs %
99.11%
Holding
66
New
2
Increased
–
Reduced
2
Closed
15

Top Buys

Rank Stock Value
1
VSTEW
Vast Renewables Limited Warrants
VSTEW
+$4.76K
2
CREVW
Carbon Revolution PLC Warrant
CREVW
+$4.52K

Top Sells

Rank Stock Value
1
AMBP icon
Ardagh Metal Packaging
AMBP
+$2.58M
2
LCW
Learn CW Investment Corporation Class A Ordinary Shares
LCW
+$2.28M
3
LUMN icon
Lumen
LUMN
+$88.9K
4
AAC.WS
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
+$29.4K
5
ACAQ.WS
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
+$17.6K

Sector Composition

Rank Sector Weight
1 Technology 19.64%
2 Consumer Staples 18.2%
3 Consumer Discretionary 9.46%
4 Communication Services 2.48%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDZNW icon
26
Roadzen Inc Warrants
RDZNW
$9.36M
$2.74K 0.02%
39,183
– –
LGVCW
27
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$2.56K 0.01%
102,259
– –
OSI.WS
28
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$2.5K 0.01%
83,379
– –
LCW.WS
29
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$2.44K 0.01%
122,261
– –
PHYT.WS
30
DELISTED
Pyrophyte Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
PHYT.WS
$2.26K 0.01%
28,205
– –
RGTIW icon
31
Rigetti Computing Warrants
RGTIW
$106M
$2.17K 0.01%
16,036
– –
VEEAW
32
Veea Inc Warrant
VEEAW
$2.01K 0.01%
14,348
– –
FIACW
33
DELISTED
Focus Impact Acquisition Corp. Warrant
FIACW
$1.98K 0.01%
98,774
– –
ZEOWW
34
Zeo Energy Corp Warrants
ZEOWW
$141K
$1.96K 0.01%
48,872
– –
JWSM.WS
35
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$1.67K 0.01%
42,130
– –
COCHW icon
36
Envoy Medical Warrant
COCHW
$375K
$1.64K 0.01%
81,975
– –
BNAIW
37
Brand Engagement Network Warrant
BNAIW
$1.81M
$1.59K 0.01%
79,596
– –
AEAEW
38
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$1.39K 0.01%
37,502
– –
CCTSW
39
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$1.1K 0.01%
36,640
– –
GTACW
40
DELISTED
Global Technology Acquisition Corp. I Warrant
GTACW
$1.01K 0.01%
63,563
– –
HIPO.WS
41
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$992 0.01%
49,590
– –
XFINW
42
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$988 0.01%
48,891
– –
KRNLW
43
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$675 ﹤0.01%
31,823
– –
DAVEW icon
44
Dave Inc Warrants
DAVEW
$27.1M
$627 ﹤0.01%
40,979
– –
STIXW
45
DELISTED
Semantix, Inc. Warrant
STIXW
$545 ﹤0.01%
45,383
– –
MCAAW
46
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$479 ﹤0.01%
15,399
– –
AAGRW
47
DELISTED
African Agriculture Holdings Inc Warrant
AAGRW
$363 ﹤0.01%
18,595
– –
MVLAW
48
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$325 ﹤0.01%
32,511
– –
CEROW
49
DELISTED
CERo Therapeutics Warrants
CEROW
$306 ﹤0.01%
12,224
– –
NSTB.WS
50
DELISTED
Northern Star Investment Corp. II Redeemable warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTB.WS
$260 ﹤0.01%
50,000
– –
1
2
3

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7IH
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AP
AlpInvest Partners Amsterdam, Netherlands $49.7M AUM 23.93% 1-Year Est. Return
VM
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SAMC
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CZI
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PEP
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Silver Rock Financial's Q4 2023 Portfolio in Review

As of Q4 2023, Silver Rock Financial held 66 positions worth $17.2M, up 5.1% from $16.3M the previous quarter. Its ten largest holdings account for 99% of the portfolio.

Silver Rock Financial withdrew a net $8.02M in Q4 2023, closing 15 positions and reducing 2 holdings. Its most notable exit was Learn CW Investment Corporation Class A Ordinary Shares, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

Against the trend, Silver Rock Financial opened a new position in Vast Renewables Limited Warrants worth $3.53K.

  • Silver Rock Financial's largest Q4 2023 buy was Vast Renewables Limited Warrants: 39,205 shares worth $3.53K.
  • Silver Rock Financial's biggest Q4 2023 reduction was Ardagh Metal Packaging, cutting an estimated $2.58M.
  • Silver Rock Financial fully exited Learn CW Investment Corporation Class A Ordinary Shares in Q4 2023, selling an estimated $2.28M.
  • Silver Rock Financial's ten largest holdings make up 99% of its $17.2M portfolio in Q4 2023.
  • Silver Rock Financial opened 2 new positions and closed 15 in Q4 2023.
  • Silver Rock Financial's portfolio value rose 5.1% quarter-over-quarter to $17.2M.

Based on Silver Rock Financial's 13F filing for Q4 2023, filed 14 Feb 2024.