SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
+20.4%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$277M
AUM Growth
+$277M
Cap. Flow
+$155M
Cap. Flow %
56.15%
Top 10 Hldgs %
68.19%
Holding
45
New
28
Increased
–
Reduced
2
Closed
5

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$71M
2
LUXAU
Lux Health Tech Acquisition Corp. Units
LUXAU
$9.18M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
$8.93M
4
HZON.U
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$8.4M
5
IIAC.U
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$7.73M

Top Sells

1
CMCSA icon
Comcast
CMCSA
$7.66M
2
RTP.U
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$5.74M
3
CF icon
CF Industries
CF
$4.75M
4
EIGI
Endurance International Group Holdings, Inc.
EIGI
$4.3M
5
GMHIW
Gores Metropoulos, Inc. Warrant
GMHIW
$669K

Sector Composition

1 Materials 10.1%
2 Consumer Staples 8.74%
3 Healthcare 5.34%
4 Consumer Discretionary 5.18%
5 Communication Services 4.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IPOF.U
26
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
$2.58M 0.88%
+200,000
New +$2.58M
VYGG.U
27
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
$2.17M 0.74%
+200,000
New +$2.17M
LCID icon
28
Lucid Motors
LCID
$52.4B
$2M 0.68%
200,000
– –
HTPA.U
29
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$1.59M 0.54%
+150,000
New +$1.59M
FMAC.U
30
DELISTED
FirstMark Horizon Acquisition Corp. Units, each consisting of one share of Class A common stock and
FMAC.U
$1.37M 0.46%
+120,000
New +$1.37M
CRHC.U
31
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$1.34M 0.46%
+125,000
New +$1.34M
IPOE.U
32
DELISTED
Social Capital Hedosophia Holdings Corp. V Units, each consisting of one Class A ordinary share and
IPOE.U
$1.32M 0.45%
+100,000
New +$1.32M
AGCUU
33
DELISTED
Altimeter Growth Corp. Unit
AGCUU
$1.3M 0.44%
+100,000
New +$1.3M
FCACU
34
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
$1.07M 0.36%
100,000
– –
MRACU
35
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$758K 0.26%
+70,000
New +$758K
GSAT icon
36
Globalstar
GSAT
$3.85B
$657K 0.22%
1,934,108
– –
VTLE icon
37
Vital Energy
VTLE
$682M
$492K 0.17%
24,968
– –
RTP.WS
38
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$327K 0.11%
+100,000
New +$327K
IPOD.U
39
DELISTED
Social Capital Hedosophia Holdings Corp. IV Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOD.U
$293K 0.1%
+20,000
New +$293K
DAL icon
40
Delta Air Lines
DAL
$40.3B
– –
0
– –
RTP.U
41
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
– –
-500,000
Closed -$5.74M
VSPRU
42
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
– –
-10,000
Closed -$103K
EIGI
43
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-750,000
Closed -$4.3M
GMHIW
44
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
– –
-214,278
Closed -$669K
CMCSA icon
45
Comcast
CMCSA
$124B
– –
-165,753
Closed -$7.66M
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