SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
This Quarter Return
-11.98%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$162M
AUM Growth
-$69M
Cap. Flow
-$37.4M
Cap. Flow %
-23.08%
Top 10 Hldgs %
64.62%
Holding
49
New
5
Increased
3
Reduced
8
Closed
10

Top Buys

1
GRSHU
Gores Holdings, Inc.
GRSHU
$10.1M
2
HCACU
Hennessy Capital Acquisition Corp. Unit
HCACU
$4.93M
3
ADT
ADT CORP
ADT
$2.14M
4
AGFSW
AgroFresh Solutions, Inc. Warrants
AGFSW
$1.56M
5
CAR icon
Avis
CAR
$1.43M

Top Sells

1
BRSS
Global Brass & Copper Hldgs, Inc
BRSS
$11.3M
2
BRSL
Brightstar Lottery PLC
BRSL
$8.85M
3
GOOG icon
Alphabet (Google) Class C
GOOG
$6.27M
4
DFRG
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$3.75M
5
MCD icon
McDonald's
MCD
$3.59M

Sector Composition

1 Technology 20.11%
2 Consumer Discretionary 18.3%
3 Materials 11.38%
4 Industrials 7.5%
5 Energy 3.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGFSW
26
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$1.56M 0.96%
+710,302
New +$1.56M
DGI
27
DELISTED
DigitalGlobe Inc.
DGI
$1.54M 0.95%
80,813
– –
ATVI
28
DELISTED
Activision Blizzard Inc.
ATVI
$1.24M 0.76%
40,000
– –
ACSF
29
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$1.1M 0.68%
98,986
-53,455
-35% -$594K
WBMD
30
DELISTED
WebMD Health Corp.
WBMD
$822K 0.51%
20,623
– –
TBT icon
31
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$660K 0.41%
15,221
– –
RGS icon
32
Regis Corp
RGS
$58.6M
$524K 0.32%
2,000
– –
APOL
33
DELISTED
Apollo Education Group Inc Class A
APOL
$221K 0.14%
20,000
– –
GOOG icon
34
Alphabet (Google) Class C
GOOG
$2.79T
– –
-232,000
Closed -$6.27M
BRSL
35
Brightstar Lottery PLC
BRSL
$3.09B
– –
-498,125
Closed -$8.85M
TNET icon
36
TriNet
TNET
$3.46B
– –
-100,000
Closed -$2.54M
CHK
37
DELISTED
Chesapeake Energy Corporation
CHK
– –
-140
Closed -$313K
DFRG
38
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
– –
-201,000
Closed -$3.75M
BRSS
39
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-662,200
Closed -$11.3M
NXEO
40
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
– –
-220,868
Closed -$2.3M
TACO
41
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-100,000
Closed -$1.52M
MAG
42
DELISTED
MAGNETEK INC COM STK NEW
MAG
– –
-5,186
Closed -$178K
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