SRF

Silver Rock Financial Portfolio holdings

AUM $81.2M
1-Year Return 0.48%
This Quarter Return
-0.8%
1 Year Return
+0.48%
3 Year Return
+17.02%
5 Year Return
+55.71%
10 Year Return
–
AUM
$231M
AUM Growth
+$12.3M
Cap. Flow
+$14.7M
Cap. Flow %
6.35%
Top 10 Hldgs %
56.72%
Holding
52
New
9
Increased
6
Reduced
8
Closed
7

Top Buys

1
AGFS
AgroFresh Solutions, Inc. Common Stock
AGFS
$15.2M
2
GPIAU
GP Investments Acquisition Corp. Unit
GPIAU
$12.5M
3
BRSL
Brightstar Lottery PLC
BRSL
$8.85M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
$7.68M
5
PRTY
Party City Holdco Inc.
PRTY
$7.2M

Top Sells

1
TACO
Del Taco Restaurants, Inc. Common Stock
TACO
$13.7M
2
ALLY icon
Ally Financial
ALLY
$6.5M
3
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
$4.99M
4
CHRD icon
Chord Energy
CHRD
$4.66M
5
ACSF
American Capital Senior Floating, Ltd.
ACSF
$3.42M

Sector Composition

1 Consumer Discretionary 20.88%
2 Technology 15.68%
3 Materials 13.22%
4 Industrials 6.68%
5 Energy 4.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NXEO
26
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$2.3M 0.53%
220,868
-479,132
-68% -$4.99M
DGI
27
DELISTED
DigitalGlobe Inc.
DGI
$2.25M 0.51%
80,813
– –
VER
28
DELISTED
VEREIT, Inc.
VER
$2M 0.46%
49,229
– –
ACSF
29
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$1.93M 0.44%
152,441
-270,189
-64% -$3.42M
TACO
30
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$1.52M 0.35%
100,000
-900,000
-90% -$13.7M
CAR icon
31
Avis
CAR
$5.51B
$1.32M 0.3%
+30,000
New +$1.32M
ATVI
32
DELISTED
Activision Blizzard Inc.
ATVI
$968K 0.22%
40,000
– –
WBMD
33
DELISTED
WebMD Health Corp.
WBMD
$913K 0.21%
20,623
– –
TBT icon
34
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$758K 0.17%
15,221
– –
RGS icon
35
Regis Corp
RGS
$54.8M
$630K 0.14%
2,000
– –
CHK
36
DELISTED
Chesapeake Energy Corporation
CHK
$313K 0.07%
140
– –
APOL
37
DELISTED
Apollo Education Group Inc Class A
APOL
$258K 0.06%
20,000
– –
MAG
38
DELISTED
MAGNETEK INC COM STK NEW
MAG
$178K 0.04%
5,186
– –
AFMD
39
DELISTED
Affimed
AFMD
– –
-17,172
Closed -$1.08M
ALLY icon
40
Ally Financial
ALLY
$12.8B
– –
-310,000
Closed -$6.5M
CCS icon
41
Century Communities
CCS
$2.03B
– –
-140,500
Closed -$2.72M
CHRD icon
42
Chord Energy
CHRD
$6.15B
– –
-328,000
Closed -$4.66M
SPY icon
43
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
1
2