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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.06%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$188M
Cap. Flow
+$14.1M
Cap. Flow %
1.09%
Top 10 Hldgs %
40.92%
Holding
505
New
44
Increased
179
Reduced
150
Closed
24

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$14.4M
2
CME icon
CME Group
CME
+$8.53M
3
GD icon
General Dynamics
GD
+$6.34M
4
CRM icon
Salesforce
CRM
+$4.28M
5
HD icon
Home Depot
HD
+$3.85M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.99M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$6.91M
3
CVS icon
CVS Health
CVS
+$4.68M
4
MRK icon
Merck
MRK
+$3.75M
5
HON icon
Honeywell
HON
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 30.86%
2 Financials 8%
3 Industrials 7.71%
4 Healthcare 7.45%
5 Consumer Discretionary 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
201
MetLife
MET
$61.6B
$828K 0.06%
12,516
-900
-7% -$56.3K
PRU icon
202
Prudential Financial
PRU
$42.1B
$826K 0.06%
7,960
-147
-2% -$14.1K
NEE icon
203
NextEra Energy
NEE
$178B
$825K 0.06%
13,587
+51
+0.4% +$2.91K
KHC icon
204
Kraft Heinz
KHC
$29.3B
$821K 0.06%
22,196
+672
+3% +$22.8K
ERX icon
205
Direxion Daily Energy Bull 2X ETF
ERX
$241M
$815K 0.06%
14,400
-2,500
-15% -$148K
VUG icon
206
Vanguard Morningstar Growth ETF
VUG
$230B
$790K 0.06%
15,246
+54
+0.4% +$2.61K
HUM icon
207
Humana
HUM
$45.6B
$789K 0.06%
1,724
-152
-8% -$74.9K
DOW icon
208
Dow Inc
DOW
$22.4B
$779K 0.06%
14,212
-339
-2% -$17.3K
RTX icon
209
RTX Corp
RTX
$303B
$775K 0.06%
9,211
+25
+0.3% +$1.98K
DVY icon
210
iShares Select Dividend ETF
DVY
$23.6B
$769K 0.06%
6,559
+1,201
+22% +$132K
MGK icon
211
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$766K 0.06%
14,765
+35
+0.2% +$1.7K
PNC icon
212
PNC Financial Services
PNC
$101B
$764K 0.06%
4,935
-74
-1% -$9.58K
ISRG icon
213
Intuitive Surgical
ISRG
$141B
$751K 0.06%
2,226
+29
+1% +$8.64K
PII icon
214
Polaris
PII
$3.99B
$739K 0.06%
7,800
– –
PXD
215
DELISTED
Pioneer Natural Resource Co.
PXD
$735K 0.06%
3,269
-1,829
-36% -$429K
MAIN icon
216
Main Street Capital
MAIN
$5.47B
$724K 0.06%
16,737
+143
+0.9% +$5.84K
SCHX icon
217
Schwab US Large- Cap ETF
SCHX
$74.6B
$711K 0.06%
37,800
– –
ENB icon
218
Enbridge
ENB
$113B
$710K 0.06%
19,724
+3,919
+25% +$132K
HON icon
219
Honeywell
HON
$77.1B
$699K 0.05%
3,538
-18,774
-84% -$3.38M
SCHA icon
220
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$683K 0.05%
28,920
+3,000
+12% +$63.2K
STLD icon
221
Steel Dynamics
STLD
$38.6B
$680K 0.05%
5,760
+21
+0.4% +$2.34K
ASML icon
222
ASML
ASML
$695B
$678K 0.05%
896
+2
+0.2% +$1.32K
UNP icon
223
Union Pacific
UNP
$173B
$678K 0.05%
2,759
+16
+0.6% +$3.52K
TTD icon
224
Trade Desk
TTD
$6.35B
$669K 0.05%
9,292
+150
+2% +$11K
MGC icon
225
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$668K 0.05%
3,947
– –
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Sheaff Brock Investment Advisors held 505 positions worth $1.29B, up 17% from $1.1B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2023 filing shows 44 new, 179 increased, 150 reduced and 24 closed positions. Its largest new stake was General Dynamics: 26,004 shares worth $6.75M. The largest sale was ConocoPhillips, an estimated $6.99M.

By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q4 2023 buy was General Dynamics: 26,004 shares worth $6.75M.
  • Sheaff Brock Investment Advisors added most to NVIDIA in Q4 2023, an estimated $14.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2023 reduction was ConocoPhillips, cutting an estimated $6.99M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q4 2023, selling an estimated $6.91M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.29B portfolio in Q4 2023.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 24 in Q4 2023.
  • Sheaff Brock Investment Advisors's portfolio value rose 17% quarter-over-quarter to $1.29B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2023, filed 8 Feb 2024.