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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
201
Shopify
SHOP
$197B
$695K 0.06%
12,730
+4,673
+58% +$283K
TFC icon
202
Truist Financial
TFC
$63.3B
$690K 0.06%
24,129
– –
BABA icon
203
Alibaba
BABA
$308B
$690K 0.06%
7,952
+400
+5% +$36.6K
VUG icon
204
Vanguard Morningstar Growth ETF
VUG
$230B
$690K 0.06%
15,192
+3,276
+27% +$155K
AXON
205
Axon Enterprise
AXON
$49.8B
$678K 0.06%
3,407
+27
+0.8% +$5.31K
MINT icon
206
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$675K 0.06%
6,739
-1,091
-14% -$109K
MAIN icon
207
Main Street Capital
MAIN
$5.48B
$674K 0.06%
16,594
+1,029
+7% +$42K
PYPL icon
208
PayPal
PYPL
$50.6B
$669K 0.06%
11,451
-182
-2% -$11.9K
MGK icon
209
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$668K 0.06%
14,730
-430
-3% -$20.3K
RTX icon
210
RTX Corp
RTX
$303B
$661K 0.06%
9,186
-480
-5% -$41.1K
ISRG icon
211
Intuitive Surgical
ISRG
$141B
$642K 0.06%
2,197
– –
SCHX icon
212
Schwab US Large- Cap ETF
SCHX
$74.6B
$638K 0.06%
37,800
– –
ES icon
213
Eversource Energy
ES
$26.7B
$628K 0.06%
10,799
– –
XLE icon
214
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$628K 0.06%
13,892
-954
-6% -$41.7K
IWM icon
215
iShares Russell 2000 ETF
IWM
$82B
$619K 0.06%
3,503
-204
-6% -$38.3K
STLD icon
216
Steel Dynamics
STLD
$38.5B
$615K 0.06%
5,739
-5
-0.1% -$521
PNC icon
217
PNC Financial Services
PNC
$101B
$615K 0.06%
5,009
+100
+2% +$12.6K
PFF icon
218
iShares Preferred and Income Securities ETF
PFF
$13.2B
$614K 0.06%
20,372
+19
+0.1% +$581
MPLX icon
219
MPLX
MPLX
$59.7B
$608K 0.06%
17,099
+702
+4% +$24.5K
ZS icon
220
Zscaler
ZS
$28.8B
$604K 0.05%
3,881
+2,500
+181% +$375K
MGC icon
221
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$599K 0.05%
3,947
+115
+3% +$18.1K
BP icon
222
BP
BP
$111B
$593K 0.05%
15,318
– –
VO icon
223
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$593K 0.05%
11,392
-392
-3% -$21.5K
SMCI icon
224
Super Micro Computer
SMCI
$20.7B
$591K 0.05%
21,540
-2,630
-11% -$73.3K
CLF icon
225
Cleveland-Cliffs
CLF
$7.28B
$590K 0.05%
37,725
+12
+0% +$187
7 8
9
10 11

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Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.