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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
201
Union Pacific
UNP
$173B
$744K 0.07%
3,594
-69
-2% -$14.2K
MPC icon
202
Marathon Petroleum
MPC
$92.7B
$742K 0.07%
6,378
-28
-0.4% -$3.19K
PDCE
203
DELISTED
PDC Energy, Inc.
PDCE
$731K 0.07%
11,522
– –
XLE icon
204
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$731K 0.07%
16,708
+138
+0.8% +$6.01K
CL icon
205
Colgate-Palmolive
CL
$73.7B
$724K 0.07%
9,187
+4
+0% +$300
AMX icon
206
America Movil
AMX
$70.4B
$720K 0.07%
39,558
– –
VV icon
207
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$707K 0.07%
4,060
-93
-2% -$16.3K
USB icon
208
US Bancorp
USB
$99.7B
$692K 0.07%
15,858
+800
+5% +$34.2K
ADM icon
209
Archer Daniels Midland
ADM
$38.5B
$688K 0.07%
7,410
– –
ENB icon
210
Enbridge
ENB
$113B
$648K 0.06%
16,566
+8
+0% +$313
PFF icon
211
iShares Preferred and Income Securities ETF
PFF
$13.2B
$647K 0.06%
21,178
+725
+4% +$22.6K
IWM icon
212
iShares Russell 2000 ETF
IWM
$81.8B
$646K 0.06%
3,704
+2
+0.1% +$356
OXY icon
213
CALL
Occidental Petroleum
OXY
$59.1B
$630K 0.06%
+10,000
New +$681K
MTB icon
214
M&T Bank
MTB
$36.4B
$630K 0.06%
4,341
+157
+4% +$25.8K
STLD icon
215
Steel Dynamics
STLD
$38.2B
$626K 0.06%
6,408
+20
+0.3% +$1.92K
VO icon
216
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$619K 0.06%
12,148
-264
-2% -$13.4K
CLF icon
217
Cleveland-Cliffs
CLF
$7.22B
$617K 0.06%
38,313
+198
+0.5% +$2.98K
TOWN icon
218
Towne Bank
TOWN
$3.41B
$617K 0.06%
20,000
– –
CELH icon
219
Celsius Holdings
CELH
$6.8B
$608K 0.06%
17,538
– –
YUM icon
220
Yum! Brands
YUM
$39.2B
$603K 0.06%
4,711
+6
+0.1% +$727
ISRG icon
221
Intuitive Surgical
ISRG
$141B
$583K 0.06%
2,197
+22
+1% +$5.36K
TRTN
222
DELISTED
Triton International Limited
TRTN
$581K 0.06%
8,449
-1,094
-11% -$69.2K
WMB icon
223
Williams Companies
WMB
$87.9B
$577K 0.06%
17,545
+6
+0% +$195
MAIN icon
224
Main Street Capital
MAIN
$5.51B
$569K 0.06%
15,410
+891
+6% +$32.6K
SCHX icon
225
Schwab US Large- Cap ETF
SCHX
$74.6B
$569K 0.06%
37,800
– –
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.