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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+3.04%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$924M
AUM Growth
-$5.85M
Cap. Flow
-$21.9M
Cap. Flow %
-2.37%
Top 10 Hldgs %
41.58%
Holding
517
New
28
Increased
169
Reduced
153
Closed
51

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$6.49M
2
LVS icon
Las Vegas Sands
LVS
+$5.69M
3
JPM icon
JPMorgan Chase
JPM
+$2.77M
4
CSCO icon
Cisco
CSCO
+$2.41M
5
RTX icon
RTX Corp
RTX
+$2.33M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$3.1M
2
XOM icon
ExxonMobil
XOM
+$2.83M
3
CVX icon
Chevron
CVX
+$2.8M
4
META icon
Meta Platforms (Facebook)
META
+$1.52M
5
MDT icon
Medtronic
MDT
+$1.48M

Sector Composition

Rank Sector Weight
1 Technology 17%
2 Financials 12.42%
3 Industrials 7.49%
4 Consumer Discretionary 7.35%
5 Healthcare 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIB icon
201
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$638K 0.07%
15,000
– –
VER
202
DELISTED
VEREIT, Inc.
VER
$634K 0.07%
12,958
+2,326
+22% +$110K
MTB icon
203
M&T Bank
MTB
$36.2B
$632K 0.07%
4,000
– –
LUV icon
204
Southwest Airlines
LUV
$23B
$631K 0.07%
11,689
-149
-1% -$7.79K
NTAP icon
205
NetApp
NTAP
$37.2B
$630K 0.07%
12,000
– –
EXAS
206
DELISTED
Exact Sciences
EXAS
$624K 0.07%
6,900
+125
+2% +$14.2K
SYK icon
207
Stryker
SYK
$130B
$616K 0.07%
2,850
– –
CRM icon
208
Salesforce
CRM
$158B
$615K 0.07%
4,142
+426
+11% +$64.7K
CCL icon
209
Carnival Corporation Ltd
CCL
$39.7B
$608K 0.07%
13,920
-474
-3% -$21.9K
KHC icon
210
Kraft Heinz
KHC
$30B
$607K 0.07%
21,715
-1,075
-5% -$30.9K
CI icon
211
Cigna
CI
$74.6B
$601K 0.07%
3,960
– –
FL
212
DELISTED
Foot Locker
FL
$592K 0.06%
13,725
+2
+0% +$81
HRL icon
213
Hormel Foods
HRL
$13.8B
$587K 0.06%
13,425
-200
-1% -$8.39K
CTSH icon
214
Cognizant
CTSH
$26B
$585K 0.06%
9,700
-1,750
-15% -$111K
STOR
215
DELISTED
STORE Capital Corporation
STOR
$585K 0.06%
15,638
+2,252
+17% +$80.6K
TY icon
216
TRI-Continental Corp
TY
$1.9B
$580K 0.06%
21,287
-25
-0.1% -$675
EQR icon
217
Equity Residential
EQR
$25.1B
$579K 0.06%
6,715
+951
+16% +$77.8K
RITM icon
218
Rithm Capital
RITM
$5.69B
$576K 0.06%
36,763
+800
+2% +$12K
LEN icon
219
Lennar Class A
LEN
$21.2B
$575K 0.06%
+10,640
New +$518K
HUM icon
220
Humana
HUM
$46.2B
$574K 0.06%
2,245
-82
-4% -$23K
BA icon
221
CALL
Boeing
BA
$185B
$571K 0.06%
+1,500
New +$536K
NSC icon
222
Norfolk Southern
NSC
$75.1B
$568K 0.06%
3,161
-5,867
-65% -$1.08M
LHX icon
223
L3Harris
LHX
$53.4B
$565K 0.06%
+2,707
New +$554K
UYG icon
224
ProShares Ultra Financials
UYG
$845M
$563K 0.06%
12,000
– –
VOO icon
225
Vanguard S&P 500 ETF
VOO
$1.03T
$563K 0.06%
2,066
+386
+23% +$105K
7 8
9
10 11

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Sheaff Brock Investment Advisors held 517 positions worth $924M, down 0.63% from $930M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2019 filing shows 28 new, 169 increased, 153 reduced and 51 closed positions. Its largest new stake was Somnigroup International: 51,784 shares worth $999K. The largest sale was Walmart Inc, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Sheaff Brock Investment Advisors's largest Q3 2019 buy was Somnigroup International: 51,784 shares worth $999K.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2019, an estimated $6.49M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2019 reduction was Walmart Inc, cutting an estimated $3.1M.
  • Sheaff Brock Investment Advisors fully exited Ulta Beauty in Q3 2019, selling an estimated $1.18M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 42% of its $924M portfolio in Q3 2019.
  • Sheaff Brock Investment Advisors opened 28 new positions and closed 51 in Q3 2019.
  • Sheaff Brock Investment Advisors's portfolio value fell 0.63% quarter-over-quarter to $924M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.