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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
201
Southwest Airlines
LUV
$23B
$672K 0.08%
+12,937
New +$683K
FISV
202
Fiserv Inc
FISV
$27.9B
$664K 0.08%
7,525
+125
+2% +$10.3K
PII icon
203
Polaris
PII
$4.07B
$659K 0.08%
7,800
– –
WM icon
204
Waste Management
WM
$91B
$658K 0.08%
6,335
+23
+0.4% +$2.24K
NLY icon
205
Annaly Capital Management
NLY
$17.4B
$654K 0.08%
16,374
+452
+3% +$18.4K
VOD icon
206
Vodafone
VOD
$37.4B
$648K 0.08%
35,662
-35
-0.1% -$649
AEP icon
207
American Electric Power
AEP
$68.4B
$644K 0.08%
7,687
+17
+0.2% +$1.35K
TY icon
208
TRI-Continental Corp
TY
$1.9B
$640K 0.08%
24,323
+11
+0% +$282
DE icon
209
Deere & Co
DE
$168B
$636K 0.08%
3,976
-196
-5% -$31.3K
RITM icon
210
Rithm Capital
RITM
$5.69B
$635K 0.08%
37,553
-200
-0.5% -$3.29K
DAL icon
211
Delta Air Lines
DAL
$60.1B
$633K 0.08%
12,263
-398
-3% -$19.7K
DOC icon
212
Healthpeak Properties
DOC
$14.8B
$633K 0.08%
20,209
+1,055
+6% +$32.1K
MTB icon
213
M&T Bank
MTB
$36.2B
$628K 0.08%
4,000
– –
QLD icon
214
ProShares Ultra QQQ
QLD
$14.1B
$628K 0.08%
55,856
– –
RSP icon
215
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$628K 0.08%
6,012
+143
+2% +$14.4K
WELL icon
216
Welltower
WELL
$171B
$623K 0.08%
8,029
– –
FAS icon
217
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
$621K 0.08%
+10,043
New +$585K
HUM icon
218
Humana
HUM
$46.2B
$619K 0.08%
2,326
+2
+0.1% +$576
MPLX icon
219
MPLX
MPLX
$59.7B
– –
0
– –
CMCSA icon
220
Comcast
CMCSA
$90B
$609K 0.07%
15,228
-17
-0.1% -$640
FDX icon
221
FedEx
FDX
$75.4B
$605K 0.07%
3,335
+2,098
+170% +$371K
TXT icon
222
Textron
TXT
$15.4B
$600K 0.07%
11,850
-400
-3% -$20.6K
XLU icon
223
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$600K 0.07%
+20,640
New +$574K
BOND icon
224
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$596K 0.07%
5,650
– –
HRL icon
225
Hormel Foods
HRL
$13.8B
$595K 0.07%
13,300
-700
-5% -$30K
7 8
9
10 11

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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.