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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
201
American Electric Power
AEP
$68.4B
$721K 0.09%
9,797
+17
+0.2% +$1.27K
SRE icon
202
Sempra
SRE
$54.8B
$707K 0.09%
13,232
-1,666
-11% -$96.6K
SPXX icon
203
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$704K 0.09%
40,671
+1,272
+3% +$20.8K
GM icon
204
General Motors
GM
$76.8B
$688K 0.09%
16,781
-15,969
-49% -$693K
FUSB icon
205
First US Bancshares
FUSB
$90.8M
$684K 0.09%
53,416
– –
KMI icon
206
Kinder Morgan
KMI
$68.7B
$684K 0.09%
37,846
-20,541
-35% -$369K
MTB icon
207
M&T Bank
MTB
$36.2B
$684K 0.09%
4,000
– –
XLE icon
208
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$678K 0.09%
18,772
-4,604
-20% -$158K
ABT icon
209
Abbott
ABT
$187B
$676K 0.09%
11,837
-4,381
-27% -$243K
WYNN icon
210
Wynn Resorts
WYNN
$10.6B
$673K 0.09%
3,991
+100
+3% +$15.4K
CMCSA icon
211
Comcast
CMCSA
$90B
$671K 0.09%
16,759
-1,317
-7% -$49.5K
NTAP icon
212
NetApp
NTAP
$37.2B
$671K 0.09%
12,137
– –
VBK icon
213
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$671K 0.09%
4,170
– –
ROK icon
214
Rockwell Automation
ROK
$49B
$656K 0.09%
3,339
-84
-2% -$16K
DE icon
215
Deere & Co
DE
$168B
$650K 0.08%
4,152
-59
-1% -$8.26K
AGNC icon
216
AGNC Investment
AGNC
$12.9B
$649K 0.08%
32,151
-3,400
-10% -$69.9K
VOT icon
217
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$647K 0.08%
5,065
-7
-0.1% -$878
DRE
218
DELISTED
Duke Realty Corp.
DRE
$647K 0.08%
23,791
-7,235
-23% -$206K
DG icon
219
Dollar General
DG
$27.9B
$627K 0.08%
6,740
+1
+0% +$86
XLK icon
220
State Street Technology Select Sector SPDR ETF
XLK
$124B
$627K 0.08%
19,614
-7,028
-26% -$220K
PMM
221
Franklin Managed Municipal Income Trust
PMM
$273M
$617K 0.08%
83,250
-2,800
-3% -$21K
ETW
222
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$612K 0.08%
51,327
-9,750
-16% -$115K
UNP icon
223
Union Pacific
UNP
$174B
$609K 0.08%
4,542
-5,699
-56% -$687K
ADP icon
224
Automatic Data Processing
ADP
$108B
$608K 0.08%
5,187
+31
+0.6% +$3.54K
CI icon
225
Cigna
CI
$74.6B
$608K 0.08%
2,992
-87
-3% -$17.3K
7 8
9
10 11

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.