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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKSH icon
201
National Bankshares
NKSH
$268M
$822K 0.1%
18,928
– –
DRE
202
DELISTED
Duke Realty Corp.
DRE
$821K 0.1%
30,929
– –
NLY icon
203
Annaly Capital Management
NLY
$17.4B
$806K 0.1%
20,215
+269
+1% +$10.9K
OKS
204
DELISTED
Oneok Partners LP
OKS
$805K 0.1%
18,715
+849
+5% +$35.2K
COST icon
205
Costco
COST
$420B
$804K 0.1%
5,023
+1,061
+27% +$162K
HYG icon
206
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$804K 0.1%
9,294
+2,194
+31% +$189K
AGNC icon
207
AGNC Investment
AGNC
$12.9B
$802K 0.1%
+44,221
New +$838K
WOR icon
208
Worthington Enterprises
WOR
$2.86B
$794K 0.1%
27,141
-3,012
-10% -$96.9K
PFF icon
209
iShares Preferred and Income Securities ETF
PFF
$13.2B
$792K 0.1%
21,281
+5,196
+32% +$197K
RTN
210
DELISTED
Raytheon Company
RTN
$792K 0.1%
5,577
+3,702
+197% +$526K
BIIB icon
211
Biogen
BIIB
$30.7B
$791K 0.1%
2,791
-275
-9% -$81.5K
EL icon
212
Estee Lauder
EL
$32B
$783K 0.1%
10,238
+1,538
+18% +$125K
TWX
213
DELISTED
Time Warner Inc
TWX
$781K 0.1%
8,083
-74,678
-90% -$6.65M
RDS.A
214
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$779K 0.1%
14,838
+2,446
+20% +$122K
MAIN icon
215
Main Street Capital
MAIN
$5.48B
$772K 0.1%
21,008
+787
+4% +$27.8K
GMED icon
216
Globus Medical
GMED
$11.2B
$770K 0.1%
31,042
– –
O icon
217
Realty Income
O
$59.1B
$767K 0.1%
13,774
+4,052
+42% +$227K
MPA icon
218
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$761K 0.1%
54,000
– –
SYY icon
219
Sysco
SYY
$40.3B
$755K 0.1%
13,640
+1
+0% +$52
CRZO
220
DELISTED
Carrizo Oil & Gas Inc
CRZO
$755K 0.1%
20,211
+5,150
+34% +$199K
SWKS icon
221
Skyworks Solutions
SWKS
$10.6B
$753K 0.1%
10,091
-2,078
-17% -$160K
MPLX icon
222
MPLX
MPLX
$59.7B
– –
0
– –
DE icon
223
Deere & Co
DE
$168B
$739K 0.09%
7,163
+620
+9% +$58.3K
GS icon
224
Goldman Sachs
GS
$303B
$736K 0.09%
3,075
-264
-8% -$53.6K
ANDV
225
DELISTED
Andeavor
ANDV
$735K 0.09%
8,400
+4,200
+100% +$356K
7 8
9
10 11

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WCF
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.