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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
201
Saia
SAIA
$9.72B
$790K 0.11%
26,382
– –
MRVL icon
202
Marvell Technology
MRVL
$196B
$785K 0.1%
59,188
– –
PDCE
203
DELISTED
PDC Energy, Inc.
PDCE
$773K 0.1%
11,522
– –
EL icon
204
Estee Lauder
EL
$32B
$770K 0.1%
8,700
-300
-3% -$27.4K
GIS icon
205
General Mills
GIS
$19.7B
$769K 0.1%
12,041
-950
-7% -$66.1K
PRU icon
206
Prudential Financial
PRU
$41.8B
$752K 0.1%
9,208
+228
+3% +$17.5K
PB icon
207
Prosperity Bancshares
PB
$8.89B
$739K 0.1%
13,468
– –
AMN icon
208
AMN Healthcare
AMN
$1.4B
$737K 0.1%
23,118
-7,997
-26% -$304K
TOWN icon
209
Towne Bank
TOWN
$3.42B
$721K 0.1%
30,000
– –
ICPT
210
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$716K 0.1%
4,350
– –
OKS
211
DELISTED
Oneok Partners LP
OKS
$714K 0.1%
17,866
-767
-4% -$30.6K
MNK
212
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$713K 0.1%
10,213
– –
GMED icon
213
Globus Medical
GMED
$11.2B
$701K 0.09%
31,042
– –
NKSH icon
214
National Bankshares
NKSH
$268M
$696K 0.09%
18,928
– –
MAIN icon
215
Main Street Capital
MAIN
$5.48B
$694K 0.09%
20,221
-22
-0.1% -$744
VIAB
216
DELISTED
Viacom Inc. Class B
VIAB
$693K 0.09%
18,195
-48
-0.3% -$1.99K
LOW icon
217
Lowe's Companies
LOW
$125B
$692K 0.09%
9,581
-982
-9% -$76.4K
BPL
218
DELISTED
Buckeye Partners, L.P.
BPL
$685K 0.09%
9,560
– –
AEP icon
219
American Electric Power
AEP
$68.4B
$683K 0.09%
10,637
+18
+0.2% +$1.21K
LH icon
220
Labcorp
LH
$25.9B
$683K 0.09%
5,784
– –
MPC icon
221
Marathon Petroleum
MPC
$83.7B
$678K 0.09%
16,693
+9,798
+142% +$398K
TTP
222
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$678K 0.09%
8,000
– –
MLKN icon
223
MillerKnoll
MLKN
$1.67B
$677K 0.09%
+23,687
New +$782K
SYY icon
224
Sysco
SYY
$40.3B
$668K 0.09%
13,639
-999
-7% -$51.3K
SHM icon
225
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$656K 0.09%
13,423
+100
+0.8% +$4.91K
7 8
9
10 11

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.