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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
201
NVIDIA
NVDA
$5.42T
$807K 0.1%
905,520
+28,000
+3% +$21.4K
LUV icon
202
Southwest Airlines
LUV
$23B
$806K 0.1%
18,005
-2,623
-13% -$107K
AIV
203
Aimco
AIV
$383M
$797K 0.1%
143,050
– –
PII icon
204
Polaris
PII
$4.07B
$794K 0.1%
8,060
-188
-2% -$16.3K
EMC
205
DELISTED
EMC CORPORATION
EMC
$782K 0.1%
29,355
-1,012
-3% -$25.6K
MNST icon
206
Monster Beverage
MNST
$88.5B
$780K 0.1%
35,100
-5,400
-13% -$120K
TFC icon
207
Truist Financial
TFC
$64B
$780K 0.1%
23,441
-761
-3% -$25.3K
DE icon
208
Deere & Co
DE
$168B
$773K 0.09%
10,046
+1,004
+11% +$78.6K
O icon
209
Realty Income
O
$59.1B
$769K 0.09%
12,689
-429
-3% -$23.9K
AET
210
DELISTED
Aetna Inc
AET
$759K 0.09%
6,757
+1,925
+40% +$206K
VIAB
211
DELISTED
Viacom Inc. Class B
VIAB
$758K 0.09%
18,353
-99
-0.5% -$3.93K
ZAGG
212
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$748K 0.09%
83,000
+71,500
+622% +$684K
FISV
213
Fiserv Inc
FISV
$27.9B
$747K 0.09%
14,548
-1,034
-7% -$49K
RVLT
214
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$747K 0.09%
142,094
-1
-0% -$7
DNP icon
215
DNP Select Income Fund
DNP
$4.09B
$743K 0.09%
74,290
-480
-0.6% -$4.56K
SAIA icon
216
Saia
SAIA
$9.72B
$743K 0.09%
26,382
+4,732
+22% +$117K
GMED icon
217
Globus Medical
GMED
$11.2B
$737K 0.09%
31,042
– –
HYG icon
218
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$730K 0.09%
8,931
– –
NLY icon
219
Annaly Capital Management
NLY
$17.4B
$714K 0.09%
17,393
-9,141
-34% -$359K
PRU icon
220
Prudential Financial
PRU
$41.8B
$713K 0.09%
9,873
-872
-8% -$60.8K
AEP icon
221
American Electric Power
AEP
$68.4B
$700K 0.09%
10,544
+971
+10% +$60K
DRE
222
DELISTED
Duke Realty Corp.
DRE
$697K 0.09%
30,929
-2,900
-9% -$59.6K
FIT
223
DELISTED
Fitbit, Inc. Class A common stock
FIT
$692K 0.09%
45,700
+18,750
+70% +$298K
TAL
224
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$688K 0.08%
44,574
+11,367
+34% +$137K
BKNG icon
225
Booking.com
BKNG
$161B
$686K 0.08%
13,300
-2,575
-16% -$123K
7 8
9
10 11

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.