We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
176
Wells Fargo
WFC
$265B
$1.12M 0.07%
23,305
-1,236
-5% -$60.9K
XLY icon
177
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$1.1M 0.07%
10,786
-2,900
-21% -$289K
SLG icon
178
SL Green Realty
SLG
$3.9B
$1.1M 0.07%
14,876
+1,541
+12% +$113K
SHOP icon
179
Shopify
SHOP
$200B
$1.07M 0.07%
7,780
+30
+0.4% +$4.38K
LEN icon
180
Lennar Class A
LEN
$20.6B
$1.07M 0.07%
9,525
+498
+6% +$50.9K
WM icon
181
Waste Management
WM
$90.6B
$1.07M 0.07%
6,393
-35
-0.5% -$5.63K
NVDA icon
182
PUT
NVIDIA
NVDA
$5.27T
$1.03M 0.07%
+35,000
New +$963K
ARCC icon
183
Ares Capital
ARCC
$14.3B
$1.03M 0.07%
48,412
-814
-2% -$16.9K
PNC icon
184
PNC Financial Services
PNC
$100B
$995K 0.07%
4,959
+1,216
+32% +$247K
CINF icon
185
Cincinnati Financial
CINF
$26.7B
$991K 0.07%
8,700
– –
PRU icon
186
Prudential Financial
PRU
$42.1B
$972K 0.07%
8,977
-540
-6% -$58.6K
ETN icon
187
Eaton
ETN
$173B
$970K 0.06%
+5,614
New +$930K
HUM icon
188
Humana
HUM
$46.3B
$964K 0.06%
2,079
+1
+0% +$443
PB icon
189
Prosperity Bancshares
PB
$8.81B
$964K 0.06%
13,345
– –
TJX icon
190
TJX Companies
TJX
$175B
$958K 0.06%
12,618
-218
-2% -$15.1K
NVDA icon
191
CALL
NVIDIA
NVDA
$5.27T
$941K 0.06%
32,000
+10,000
+45% +$275K
PMM
192
Franklin Managed Municipal Income Trust
PMM
$272M
$932K 0.06%
106,292
-137
-0.1% -$1.17K
RTL
193
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$913K 0.06%
+100,000
New +$849K
OKE icon
194
Oneok
OKE
$56.9B
$893K 0.06%
15,192
+723
+5% +$44.8K
CLF icon
195
Cleveland-Cliffs
CLF
$7.13B
$877K 0.06%
40,257
-2,640
-6% -$56.9K
UNP icon
196
Union Pacific
UNP
$174B
$860K 0.06%
3,413
-113
-3% -$26.8K
PII icon
197
Polaris
PII
$3.97B
$858K 0.06%
7,802
-45,796
-85% -$5.39M
PFF icon
198
iShares Preferred and Income Securities ETF
PFF
$13.2B
$855K 0.06%
21,700
+1,036
+5% +$40.3K
EXG icon
199
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$850K 0.06%
79,627
+50
+0.1% +$522
SYK icon
200
Stryker
SYK
$133B
$849K 0.06%
3,173
+2
+0.1% +$525
6 7
8
9 10

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.