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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
176
Automatic Data Processing
ADP
$109B
$989K 0.07%
4,943
+75
+2% +$15.4K
CDP icon
177
COPT Defense Properties
CDP
$4.14B
$970K 0.07%
35,962
+1,261
+4% +$35.9K
QLD icon
178
ProShares Ultra QQQ
QLD
$14B
$966K 0.07%
26,546
-390
-1% -$15.1K
PLTR icon
179
Palantir
PLTR
$421B
$963K 0.07%
40,029
+8,525
+27% +$208K
WM icon
180
Waste Management
WM
$90.6B
$960K 0.07%
6,428
+17
+0.3% +$2.54K
PB icon
181
Prosperity Bancshares
PB
$8.81B
$949K 0.07%
13,345
– –
SLG icon
182
SL Green Realty
SLG
$3.9B
$945K 0.07%
13,335
+426
+3% +$31.1K
DOC
183
DELISTED
PHYSICIANS REALTY TRUST
DOC
$930K 0.07%
52,765
+1,676
+3% +$31K
GTY
184
Getty Realty Corp
GTY
$2.01B
$926K 0.07%
31,617
+986
+3% +$30.8K
HST icon
185
Host Hotels & Resorts
HST
$15.5B
$908K 0.07%
55,600
+1,873
+3% +$30.4K
HON icon
186
Honeywell
HON
$77B
$898K 0.07%
4,489
-8
-0.2% -$1.71K
PMM
187
Franklin Managed Municipal Income Trust
PMM
$272M
$888K 0.07%
106,429
+103
+0.1% +$886
TER icon
188
Teradyne
TER
$57.1B
$882K 0.06%
8,075
-1,000
-11% -$122K
MU icon
189
Micron Technology
MU
$972B
$874K 0.06%
12,315
-1,005
-8% -$75.5K
CAH icon
190
Cardinal Health
CAH
$55.5B
$859K 0.06%
+17,362
New +$942K
CLF icon
191
Cleveland-Cliffs
CLF
$7.13B
$850K 0.06%
42,897
-11,735
-21% -$267K
TJX icon
192
TJX Companies
TJX
$175B
$847K 0.06%
12,836
+1,150
+10% +$80.3K
OKE icon
193
Oneok
OKE
$56.9B
$839K 0.06%
14,469
+1,465
+11% +$78.7K
SYK icon
194
Stryker
SYK
$133B
$836K 0.06%
3,171
+50
+2% +$13.4K
XYZ
195
Block Inc
XYZ
$47.5B
$836K 0.06%
3,484
-693
-17% -$178K
AMGN icon
196
Amgen
AMGN
$226B
$831K 0.06%
3,906
-54
-1% -$12.4K
LEN icon
197
Lennar Class A
LEN
$20.6B
$818K 0.06%
9,027
-62
-0.7% -$6.14K
HUM icon
198
Humana
HUM
$46.3B
$808K 0.06%
2,078
+1
+0% +$424
PFF icon
199
iShares Preferred and Income Securities ETF
PFF
$13.2B
$802K 0.06%
20,664
-64
-0.3% -$2.51K
EXG icon
200
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$795K 0.06%
79,577
+1,000
+1% +$10.4K
6 7
8
9 10

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.