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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-14.22%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$636M
AUM Growth
-$422M
Cap. Flow
-$301M
Cap. Flow %
-47.35%
Top 10 Hldgs %
24.56%
Holding
561
New
36
Increased
147
Reduced
182
Closed
86

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$8.35M
2
WBA
Walgreens Boots Alliance
WBA
+$5.21M
3
NKE icon
Nike
NKE
+$2.55M
4
CAH icon
Cardinal Health
CAH
+$2.02M
5
ORI icon
Old Republic International
ORI
+$1.74M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$7.2M
2
RF icon
Regions Financial
RF
+$6.32M
3
AAPL icon
Apple
AAPL
+$6.13M
4
IP icon
International Paper
IP
+$4.61M
5
AMZN icon
Amazon
AMZN
+$3.64M

Sector Composition

Rank Sector Weight
1 Technology 19.67%
2 Financials 16.33%
3 Healthcare 11.45%
4 Industrials 9.54%
5 Consumer Discretionary 9.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
176
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$686K 0.11%
11,779
-730
-6% -$45.3K
SRE icon
177
Sempra
SRE
$54.8B
$684K 0.11%
12,636
-32
-0.3% -$1.82K
VYM icon
178
Vanguard High Dividend Yield ETF
VYM
$83.5B
$684K 0.11%
8,769
+1,022
+13% +$85.2K
EMR icon
179
Emerson Electric
EMR
$88.3B
$674K 0.11%
11,276
-722
-6% -$48.7K
DVY icon
180
iShares Select Dividend ETF
DVY
$23.6B
$667K 0.1%
7,466
+13
+0.2% +$1.25K
HUM icon
181
Humana
HUM
$46.2B
$666K 0.1%
2,324
+1
+0% +$317
VO icon
182
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$660K 0.1%
19,104
+4
+0% +$150
ENB icon
183
Enbridge
ENB
$112B
$656K 0.1%
21,116
+11,412
+118% +$367K
HYG icon
184
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$655K 0.1%
8,072
– –
MAS icon
185
Masco
MAS
$15.3B
$647K 0.1%
22,125
-900
-4% -$28K
LHX icon
186
L3Harris
LHX
$53.4B
$642K 0.1%
4,770
-581
-11% -$87.8K
PSX icon
187
Phillips 66
PSX
$81.4B
$640K 0.1%
7,429
-226
-3% -$22.1K
MINT icon
188
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$636K 0.1%
6,305
-78
-1% -$7.91K
SYK icon
189
Stryker
SYK
$130B
$635K 0.1%
4,050
+1,200
+42% +$201K
ADP icon
190
Automatic Data Processing
ADP
$108B
$634K 0.1%
4,834
-74
-2% -$10.4K
DAL icon
191
Delta Air Lines
DAL
$60.1B
$632K 0.1%
+12,661
New +$689K
ROK icon
192
Rockwell Automation
ROK
$49B
$632K 0.1%
4,200
-300
-7% -$50K
BIB icon
193
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$631K 0.1%
15,000
+5,000
+50% +$261K
NLY icon
194
Annaly Capital Management
NLY
$17.4B
$625K 0.1%
15,922
-2,215
-12% -$88.6K
CL icon
195
Colgate-Palmolive
CL
$74.4B
$624K 0.1%
10,489
+5
+0% +$313
DE icon
196
Deere & Co
DE
$168B
$622K 0.1%
4,172
-214
-5% -$31.3K
KMI icon
197
Kinder Morgan
KMI
$68.7B
$607K 0.1%
39,468
-662
-2% -$11.2K
ED icon
198
Consolidated Edison
ED
$39.9B
$606K 0.1%
7,924
-466
-6% -$36.4K
HRL icon
199
Hormel Foods
HRL
$13.8B
$598K 0.09%
14,000
– –
PII icon
200
Polaris
PII
$4.07B
$598K 0.09%
7,800
– –
6 7
8
9 10

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Sheaff Brock Investment Advisors held 561 positions worth $636M, down 40% from $1.06B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $301M in Q4 2018, closing 86 positions and reducing 182 holdings. Its most notable exit was Energy Transfer Partners, L.P., an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Cardinal Health worth $1.73M.

  • Sheaff Brock Investment Advisors's largest Q4 2018 buy was Cardinal Health: 38,835 shares worth $1.73M.
  • Sheaff Brock Investment Advisors added most to Cisco in Q4 2018, an estimated $8.35M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2018 reduction was Pfizer, cutting an estimated $7.2M.
  • Sheaff Brock Investment Advisors fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $2.23M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $636M portfolio in Q4 2018.
  • Sheaff Brock Investment Advisors opened 36 new positions and closed 86 in Q4 2018.
  • Sheaff Brock Investment Advisors's portfolio value fell 40% quarter-over-quarter to $636M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.