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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VISN
176
Vistance Networks Inc
VISN
$2.52B
$920K 0.12%
+24,739
New +$843K
ROST icon
177
Ross Stores
ROST
$81.9B
$920K 0.12%
14,028
-5,530
-28% -$362K
CFG icon
178
Citizens Financial Group
CFG
$30.6B
$915K 0.12%
+25,691
New +$778K
URI icon
179
United Rentals
URI
$72.4B
$915K 0.12%
+8,667
New +$789K
EWBC icon
180
East-West Bancorp
EWBC
$18B
$912K 0.12%
+17,948
New +$798K
AEIS icon
181
Advanced Energy
AEIS
$13B
$901K 0.11%
+16,465
New +$843K
EVR icon
182
Evercore
EVR
$11.8B
$900K 0.11%
+13,105
New +$806K
POOL icon
183
Pool Corp
POOL
$7.5B
$899K 0.11%
8,616
-1,016
-11% -$100K
GATX icon
184
GATX Corp
GATX
$6.27B
$895K 0.11%
+14,534
New +$754K
YUM icon
185
Yum! Brands
YUM
$41.1B
$895K 0.11%
14,137
-7,058
-33% -$443K
ABT icon
186
Abbott
ABT
$187B
$894K 0.11%
23,282
+712
+3% +$28.2K
TSN icon
187
Tyson Foods
TSN
$20.4B
$880K 0.11%
14,264
-14,148
-50% -$930K
CTAS icon
188
Cintas
CTAS
$81.3B
$877K 0.11%
30,368
+1,860
+7% +$52.2K
ENSG icon
189
The Ensign Group
ENSG
$10.7B
$877K 0.11%
42,204
-5,794
-12% -$113K
APH icon
190
Amphenol
APH
$209B
$869K 0.11%
+51,732
New +$862K
PSX icon
191
Phillips 66
PSX
$81.4B
$869K 0.11%
10,058
-86
-0.8% -$7.15K
AIV
192
Aimco
AIV
$383M
$866K 0.11%
143,050
– –
PRI icon
193
Primerica
PRI
$9.89B
$866K 0.11%
+12,527
New +$796K
VWO icon
194
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$857K 0.11%
23,942
-665
-3% -$24.4K
PAA icon
195
Plains All American Pipeline
PAA
$16.1B
$855K 0.11%
26,480
+300
+1% +$9.48K
AGN
196
DELISTED
Allergan plc
AGN
$852K 0.11%
4,058
-2,225
-35% -$461K
DNP icon
197
DNP Select Income Fund
DNP
$4.09B
$848K 0.11%
82,934
+5,021
+6% +$50.9K
PDCE
198
DELISTED
PDC Energy, Inc.
PDCE
$836K 0.11%
11,522
– –
SNPS icon
199
Synopsys
SNPS
$79.7B
$823K 0.1%
+13,979
New +$832K
XLE icon
200
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$823K 0.1%
21,866
+13,948
+176% +$504K
6 7
8
9 10

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WCF
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.