We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIV
176
Aimco
AIV
$383M
$875K 0.12%
143,050
– –
CMCSA icon
177
Comcast
CMCSA
$90B
$875K 0.12%
26,384
-3,780
-13% -$126K
HII icon
178
Huntington Ingalls Industries
HII
$12.8B
$872K 0.12%
5,686
-3,500
-38% -$581K
RAD
179
DELISTED
Rite Aid Corporation
RAD
$867K 0.12%
5,638
+449
+9% +$67K
MAS icon
180
Masco
MAS
$15.3B
$866K 0.12%
25,251
-8,591
-25% -$297K
MPA icon
181
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$865K 0.12%
54,000
+500
+0.9% +$8.11K
AET
182
DELISTED
Aetna Inc
AET
$865K 0.12%
7,494
-5,464
-42% -$640K
TFC icon
183
Truist Financial
TFC
$64B
$864K 0.12%
22,903
-496
-2% -$18.5K
ES icon
184
Eversource Energy
ES
$27.2B
$858K 0.11%
15,839
-4,058
-20% -$229K
TD icon
185
Toronto Dominion Bank
TD
$200B
$855K 0.11%
19,247
+28
+0.1% +$1.23K
HA
186
DELISTED
Hawaiian Holdings, Inc.
HA
$850K 0.11%
17,481
-5,637
-24% -$256K
DRE
187
DELISTED
Duke Realty Corp.
DRE
$845K 0.11%
30,929
– –
NLY icon
188
Annaly Capital Management
NLY
$17.4B
$837K 0.11%
19,946
+1,464
+8% +$63.4K
SWBI icon
189
Smith & Wesson
SWBI
$637M
$837K 0.11%
40,950
-174,601
-81% -$3.82M
PAA icon
190
Plains All American Pipeline
PAA
$16.1B
$822K 0.11%
26,180
-10,000
-28% -$286K
PSX icon
191
Phillips 66
PSX
$81.4B
$817K 0.11%
10,144
-1,919
-16% -$149K
MTG icon
192
MGIC Investment
MTG
$6.25B
$812K 0.11%
101,500
– –
HAR
193
DELISTED
Harman International Industries
HAR
$810K 0.11%
9,596
-1,104
-10% -$90.6K
MSCI icon
194
MSCI
MSCI
$40.9B
$805K 0.11%
+9,595
New +$816K
CTAS icon
195
Cintas
CTAS
$81.3B
$803K 0.11%
+28,508
New +$781K
GAB icon
196
Gabelli Equity Trust
GAB
$1.79B
$801K 0.11%
146,528
+2,268
+2% +$12.5K
SNI
197
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$801K 0.11%
12,614
-4,560
-27% -$292K
DNP icon
198
DNP Select Income Fund
DNP
$4.09B
$799K 0.11%
77,913
+2,516
+3% +$26.6K
RTX icon
199
RTX Corp
RTX
$301B
$798K 0.11%
12,486
+9,060
+264% +$601K
TRV icon
200
Travelers Companies
TRV
$80.2B
$794K 0.11%
6,926
-57
-0.8% -$6.67K
6 7
8
9 10

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.