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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
176
Under Armour
UAA
$2.6B
$920K 0.11%
21,698
-1,500
-6% -$59.2K
ABT icon
177
Abbott
ABT
$187B
$907K 0.11%
21,675
-5,082
-19% -$201K
TRGP icon
178
Targa Resources
TRGP
$55.1B
$903K 0.11%
+30,225
New +$721K
TOWN icon
179
Towne Bank
TOWN
$3.42B
$888K 0.11%
46,255
-2,916
-6% -$53.9K
SLB icon
180
SLB Ltd
SLB
$75B
$887K 0.11%
12,025
-1,068
-8% -$75.1K
RAI
181
DELISTED
Reynolds American Inc
RAI
$885K 0.11%
17,608
-2,162
-11% -$106K
AXP icon
182
American Express
AXP
$230B
$881K 0.11%
14,343
-9,002
-39% -$524K
DAL icon
183
Delta Air Lines
DAL
$60.1B
$872K 0.11%
17,917
+5,910
+49% +$276K
PAYX icon
184
Paychex
PAYX
$42.7B
$870K 0.11%
16,114
+396
+3% +$19.9K
VWO icon
185
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$862K 0.11%
24,921
-123
-0.5% -$3.86K
HES
186
DELISTED
Hess
HES
$848K 0.1%
16,111
-1,678
-9% -$74.2K
USA icon
187
Liberty All-Star Equity Fund
USA
$1.85B
$848K 0.1%
170,594
+8,373
+5% +$39.6K
AMX icon
188
America Movil
AMX
$71.2B
$847K 0.1%
54,558
– –
TRV icon
189
Travelers Companies
TRV
$80.2B
$846K 0.1%
7,252
-1,354
-16% -$148K
LOW icon
190
Lowe's Companies
LOW
$125B
$838K 0.1%
11,061
+3,484
+46% +$246K
TXN icon
191
Texas Instruments
TXN
$261B
$837K 0.1%
14,576
+2,836
+24% +$151K
BIIB icon
192
Biogen
BIIB
$30.7B
$836K 0.1%
3,210
+41
+1% +$10.8K
NSC icon
193
Norfolk Southern
NSC
$75.1B
$834K 0.1%
10,016
+2,100
+27% +$159K
TD icon
194
Toronto Dominion Bank
TD
$200B
$828K 0.1%
19,191
+2,802
+17% +$108K
MON
195
DELISTED
Monsanto Co
MON
$828K 0.1%
9,436
-20
-0.2% -$1.8K
TTE icon
196
TotalEnergies
TTE
$190B
$822K 0.1%
10,994,994,958
-32,806,291
-0.3% -$3.28K
SE
197
DELISTED
Spectra Energy Corp Wi
SE
$818K 0.1%
26,718
-792
-3% -$22.3K
GIS icon
198
General Mills
GIS
$19.7B
$816K 0.1%
12,877
– –
MPA icon
199
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$816K 0.1%
53,500
+38,700
+261% +$581K
DFS
200
DELISTED
Discover Financial Services
DFS
$811K 0.1%
15,935
+1,486
+10% +$71.6K
6 7
8
9 10

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.