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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
151
Starbucks
SBUX
$119B
$1.25M 0.09%
11,332
-91
-0.8% -$10.7K
MAA icon
152
Mid-America Apartment Communities
MAA
$15.4B
$1.23M 0.09%
6,591
+152
+2% +$28.5K
XLY icon
153
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$1.23M 0.09%
13,686
+894
+7% +$81.2K
VICI icon
154
VICI Properties
VICI
$28.7B
$1.21M 0.09%
42,476
+2,781
+7% +$84.8K
EMR icon
155
Emerson Electric
EMR
$88.5B
$1.2M 0.09%
13,035
+6,600
+103% +$659K
BC icon
156
Brunswick
BC
$5.21B
$1.19M 0.09%
12,437
+393
+3% +$39.1K
RF icon
157
Regions Financial
RF
$26.8B
$1.17M 0.09%
54,815
+11,008
+25% +$219K
FAS icon
158
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
$1.16M 0.09%
10,067
+13
+0.1% +$1.49K
DOC icon
159
Healthpeak Properties
DOC
$14.4B
$1.15M 0.08%
34,427
+537
+2% +$19K
NEE icon
160
NextEra Energy
NEE
$177B
$1.15M 0.08%
14,628
-2,814
-16% -$227K
PSA icon
161
Public Storage
PSA
$60.8B
$1.14M 0.08%
3,843
+88
+2% +$27.6K
WFC icon
162
Wells Fargo
WFC
$265B
$1.14M 0.08%
24,541
-216
-0.9% -$10K
EGP icon
163
EastGroup Properties
EGP
$10.9B
$1.12M 0.08%
6,708
+161
+2% +$28K
ARE icon
164
Alexandria Real Estate Equities
ARE
$8.32B
$1.11M 0.08%
5,837
+142
+2% +$28.3K
SNA icon
165
Snap-on
SNA
$21.3B
$1.1M 0.08%
5,280
+29
+0.6% +$6.43K
PTC icon
166
PTC
PTC
$16.4B
$1.1M 0.08%
9,190
+352
+4% +$46.9K
VOO icon
167
Vanguard S&P 500 ETF
VOO
$1.03T
$1.09M 0.08%
2,759
+143
+5% +$58K
AVB icon
168
AvalonBay Communities
AVB
$26.3B
$1.07M 0.08%
4,815
+132
+3% +$29.6K
UBA
169
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$1.06M 0.08%
55,877
+1,575
+3% +$30.1K
SHOP icon
170
Shopify
SHOP
$200B
$1.05M 0.08%
7,750
-3,680
-32% -$551K
CRWD icon
171
CrowdStrike
CRWD
$229B
$1M 0.07%
16,356
-1,460
-8% -$94.2K
SSO icon
172
ProShares Ultra S&P500
SSO
$8.41B
$1M 0.07%
33,464
-612
-2% -$19.3K
ARCC icon
173
Ares Capital
ARCC
$14.3B
$1M 0.07%
49,226
+4,809
+11% +$96.4K
PRU icon
174
Prudential Financial
PRU
$42.1B
$1M 0.07%
9,517
-9
-0.1% -$927
CINF icon
175
Cincinnati Financial
CINF
$26.7B
$994K 0.07%
+8,700
New +$1.03M
5 6
7
8 9

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CHP
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MW
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TAM
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SIA
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CCM
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.