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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
151
Healthpeak Properties
DOC
$14.2B
$847K 0.08%
31,193
-260
-0.8% -$7.12K
CL icon
152
Colgate-Palmolive
CL
$73.9B
$820K 0.08%
10,622
-419
-4% -$31.9K
PMM
153
Franklin Managed Municipal Income Trust
PMM
$273M
$819K 0.08%
106,903
+110
+0.1% +$853
ATVI
154
DELISTED
Activision Blizzard
ATVI
$818K 0.08%
10,103
+5,600
+124% +$454K
LPLA icon
155
LPL Financial
LPLA
$29.5B
$812K 0.07%
10,590
-350
-3% -$27.8K
LOW icon
156
Lowe's Companies
LOW
$125B
$800K 0.07%
4,822
-150
-3% -$23.1K
EGP icon
157
EastGroup Properties
EGP
$10.9B
$797K 0.07%
6,166
+46
+0.8% +$5.94K
SNA icon
158
Snap-on
SNA
$21.4B
$796K 0.07%
5,410
+1
+0% +$145
D icon
159
Dominion Energy
D
$59.4B
$788K 0.07%
9,981
-293
-3% -$23K
PSA icon
160
Public Storage
PSA
$60.6B
$787K 0.07%
3,532
+33
+0.9% +$6.74K
WM icon
161
Waste Management
WM
$91.4B
$777K 0.07%
6,869
-328
-5% -$36.2K
PRI icon
162
Primerica
PRI
$9.69B
$773K 0.07%
6,833
-228
-3% -$27.7K
GILD icon
163
Gilead Sciences
GILD
$167B
$769K 0.07%
12,167
+1,615
+15% +$112K
AMAT icon
164
Applied Materials
AMAT
$418B
$765K 0.07%
12,873
-217
-2% -$13.4K
EXG icon
165
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$764K 0.07%
103,746
+500
+0.5% +$3.8K
PFF icon
166
iShares Preferred and Income Securities ETF
PFF
$13.2B
$759K 0.07%
20,836
-2,080
-9% -$74.8K
CVS icon
167
CVS Health
CVS
$120B
$753K 0.07%
12,895
-1,652
-11% -$103K
DOC
168
DELISTED
PHYSICIANS REALTY TRUST
DOC
$751K 0.07%
41,950
+360
+0.9% +$6.41K
ALL icon
169
Allstate
ALL
$67.7B
$744K 0.07%
7,904
+135
+2% +$12.6K
FORM icon
170
FormFactor
FORM
$9.29B
$742K 0.07%
+29,747
New +$829K
KMB icon
171
Kimberly-Clark
KMB
$35.9B
$736K 0.07%
4,988
-383
-7% -$57.5K
HRL icon
172
Hormel Foods
HRL
$13.5B
$733K 0.07%
15,001
-150
-1% -$7.53K
DE icon
173
Deere & Co
DE
$167B
$731K 0.07%
3,296
-36
-1% -$6.95K
FISV
174
Fiserv Inc
FISV
$28B
$714K 0.07%
6,925
-400
-5% -$39.8K
ARE icon
175
Alexandria Real Estate Equities
ARE
$8.4B
$713K 0.07%
4,459
+41
+0.9% +$6.85K
5 6
7
8 9

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.