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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
151
Eversource Energy
ES
$27.2B
$1.01M 0.13%
15,923
-3,394
-18% -$215K
COST icon
152
Costco
COST
$420B
$993K 0.13%
5,335
-1,550
-23% -$268K
AVY icon
153
Avery Dennison
AVY
$13.4B
$989K 0.13%
+8,613
New +$931K
PII icon
154
Polaris
PII
$4.07B
$989K 0.13%
7,980
-100
-1% -$11.9K
CTAS icon
155
Cintas
CTAS
$81.3B
$978K 0.13%
25,116
-548
-2% -$20.8K
CDNS icon
156
Cadence Design Systems
CDNS
$93.4B
$975K 0.13%
23,310
-3,826
-14% -$164K
CC icon
157
Chemours
CC
$2.37B
$964K 0.13%
19,255
-476
-2% -$24.9K
SNPS icon
158
Synopsys
SNPS
$79.7B
$963K 0.12%
11,296
-798
-7% -$69K
EWBC icon
159
East-West Bancorp
EWBC
$18B
$962K 0.12%
15,819
-242
-2% -$14.4K
NLY icon
160
Annaly Capital Management
NLY
$17.4B
$958K 0.12%
20,151
-848
-4% -$40.3K
AOS icon
161
A.O. Smith
AOS
$8.7B
$945K 0.12%
15,427
-266
-2% -$16.1K
PYPL icon
162
PayPal
PYPL
$50.5B
$942K 0.12%
12,790
+815
+7% +$58.9K
AMX icon
163
America Movil
AMX
$71.2B
$941K 0.12%
54,858
-90
-0.2% -$1.57K
PARA
164
DELISTED
Paramount Global Class B
PARA
$925K 0.12%
15,676
-947
-6% -$54.5K
PB icon
165
Prosperity Bancshares
PB
$8.89B
$925K 0.12%
13,200
– –
APH icon
166
Amphenol
APH
$209B
$919K 0.12%
41,884
-2,472
-6% -$54.4K
MAIN icon
167
Main Street Capital
MAIN
$5.48B
$916K 0.12%
23,052
+95
+0.4% +$3.83K
BMI icon
168
Badger Meter
BMI
$4.03B
$908K 0.12%
19,000
– –
CFG icon
169
Citizens Financial Group
CFG
$30.6B
$906K 0.12%
21,581
-1,121
-5% -$43.8K
DVY icon
170
iShares Select Dividend ETF
DVY
$23.6B
$895K 0.12%
9,086
-130
-1% -$12.5K
BGC icon
171
BGC Group
BGC
$4.89B
$893K 0.12%
+91,947
New +$928K
AJG icon
172
Arthur J. Gallagher & Co
AJG
$63.6B
$892K 0.12%
14,100
-1,000
-7% -$63.9K
ESRX
173
DELISTED
Express Scripts Holding Company
ESRX
$882K 0.11%
11,814
-1,050
-8% -$67.2K
PSX icon
174
Phillips 66
PSX
$81.4B
$880K 0.11%
8,698
-163
-2% -$15.5K
PFF icon
175
iShares Preferred and Income Securities ETF
PFF
$13.3B
$877K 0.11%
23,034
+108
+0.5% +$4.15K
5 6
7
8 9

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.