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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
151
Paychex
PAYX
$42.7B
$1.03M 0.13%
16,853
+329
+2% +$19K
TRV icon
152
Travelers Companies
TRV
$80.2B
$1.02M 0.13%
8,349
+1,423
+21% +$162K
RAD
153
DELISTED
Rite Aid Corporation
RAD
$1.02M 0.13%
6,203
+565
+10% +$85.4K
ED icon
154
Consolidated Edison
ED
$39.9B
$1.02M 0.13%
13,783
-145
-1% -$10.5K
OA
155
DELISTED
Orbital ATK, Inc.
OA
$1.02M 0.13%
11,581
-4,361
-27% -$355K
HII icon
156
Huntington Ingalls Industries
HII
$12.8B
$1.01M 0.13%
5,508
-178
-3% -$30.2K
TTC icon
157
Toro Company
TTC
$9.49B
$1.01M 0.13%
18,016
-2,912
-14% -$149K
CTXS
158
DELISTED
Citrix Systems Inc
CTXS
$1.01M 0.13%
14,160
+1,070
+8% +$74K
TTE icon
159
TotalEnergies
TTE
$190B
$1M 0.13%
159,131,690
+4,035,189
+3% +$24.2K
PZZA icon
160
Papa John's
PZZA
$806M
$994K 0.13%
11,615
+339
+3% +$28.1K
HA
161
DELISTED
Hawaiian Holdings, Inc.
HA
$990K 0.13%
17,367
-114
-0.7% -$5.82K
CAG icon
162
Conagra Brands
CAG
$7.23B
$987K 0.12%
24,966
-10,712
-30% -$400K
VOD icon
163
Vodafone
VOD
$37.4B
$985K 0.12%
+40,331
New +$1.06M
GAB icon
164
Gabelli Equity Trust
GAB
$1.79B
$979K 0.12%
182,950
+36,422
+25% +$193K
THO icon
165
Thor Industries
THO
$4.14B
$977K 0.12%
9,770
-2,717
-22% -$245K
TD icon
166
Toronto Dominion Bank
TD
$200B
$971K 0.12%
19,673
+426
+2% +$19.9K
MON
167
DELISTED
Monsanto Co
MON
$965K 0.12%
9,168
-398
-4% -$40.8K
USA icon
168
Liberty All-Star Equity Fund
USA
$1.85B
$960K 0.12%
185,996
+6,433
+4% +$32.6K
PB icon
169
Prosperity Bancshares
PB
$8.89B
$947K 0.12%
13,200
-268
-2% -$16.8K
TEN
170
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$936K 0.12%
14,978
-48
-0.3% -$2.81K
HAR
171
DELISTED
Harman International Industries
HAR
$933K 0.12%
8,396
-1,200
-13% -$116K
CDNS icon
172
Cadence Design Systems
CDNS
$93.4B
$932K 0.12%
36,946
+1,260
+4% +$32.4K
AOS icon
173
A.O. Smith
AOS
$8.7B
$931K 0.12%
19,671
+487
+3% +$23.5K
TOWN icon
174
Towne Bank
TOWN
$3.42B
$931K 0.12%
28,000
-2,000
-7% -$57.7K
PGEN icon
175
Precigen
PGEN
$2.59B
$921K 0.12%
38,223
+494
+1% +$13.8K
5 6
7
8 9

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MW
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.