We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCR
151
DELISTED
U S Concrete, Inc.
USCR
$1.16M 0.14%
+19,520
New +$994K
AME icon
152
Ametek
AME
$58.2B
$1.13M 0.14%
+22,612
New +$1.08M
ED icon
153
Consolidated Edison
ED
$39.9B
$1.13M 0.14%
14,747
+3,659
+33% +$260K
DIA icon
154
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$1.12M 0.14%
6,362
+262
+4% +$43.6K
SBGI icon
155
Sinclair Inc
SBGI
$1.03B
$1.12M 0.14%
+36,428
New +$1.12M
EBIX
156
DELISTED
Ebix Inc
EBIX
$1.12M 0.14%
27,467
-15,846
-37% -$553K
ROP icon
157
Roper Technologies
ROP
$39.8B
$1.12M 0.14%
6,107
– –
TMX
158
DELISTED
Terminix Global Holdings, Inc.
TMX
$1.1M 0.14%
+43,694
New +$1.12M
AJG icon
159
Arthur J. Gallagher & Co
AJG
$63.6B
$1.1M 0.14%
24,757
– –
CMCSA icon
160
Comcast
CMCSA
$90B
$1.1M 0.13%
35,968
+726
+2% +$20.8K
CHUY
161
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$1.1M 0.13%
+35,340
New +$1.14M
HAR
162
DELISTED
Harman International Industries
HAR
$1.09M 0.13%
12,204
-2,845
-19% -$226K
PSX icon
163
Phillips 66
PSX
$81.4B
$1.08M 0.13%
12,444
-18,491
-60% -$1.5M
BP icon
164
BP
BP
$107B
$1.04M 0.13%
40,771
-48,211
-54% -$1.22M
ENSG icon
165
The Ensign Group
ENSG
$10.7B
$1.02M 0.12%
47,998
– –
ATVI
166
DELISTED
Activision Blizzard
ATVI
$1.01M 0.12%
29,812
-4,100
-12% -$134K
ADT
167
DELISTED
ADT Corp
ADT
$1.01M 0.12%
24,374
-4,114
-14% -$144K
D icon
168
Dominion Energy
D
$59.3B
$993K 0.12%
13,222
+322
+2% +$22.8K
NOC icon
169
Northrop Grumman
NOC
$81.2B
$980K 0.12%
4,951
-865
-15% -$163K
RAD
170
DELISTED
Rite Aid Corporation
RAD
$972K 0.12%
5,962
-101
-2% -$15.9K
LRCX icon
171
Lam Research
LRCX
$390B
$971K 0.12%
117,500
-22,200
-16% -$161K
FITB
172
Fifth Third Bancorp
FITB
$51.8B
$967K 0.12%
57,913
+400
+0.7% +$6.58K
DVY icon
173
iShares Select Dividend ETF
DVY
$23.6B
$952K 0.12%
11,663
+646
+6% +$49.3K
KMB icon
174
Kimberly-Clark
KMB
$36.5B
$947K 0.12%
7,037
-1,212
-15% -$158K
TSCO icon
175
Tractor Supply
TSCO
$18B
$920K 0.11%
50,805
+805
+2% +$13.8K
5 6
7
8 9

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.