We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
126
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$1.22M 0.15%
6,180
+287
+5% +$54.1K
BABA icon
127
Alibaba
BABA
$308B
$1.22M 0.15%
13,831
-1,179
-8% -$114K
DFS
128
DELISTED
Discover Financial Services
DFS
$1.21M 0.15%
16,818
-5,027
-23% -$320K
NOC icon
129
Northrop Grumman
NOC
$81.2B
$1.2M 0.15%
5,142
-979
-16% -$228K
SSO icon
130
ProShares Ultra S&P500
SSO
$8.41B
$1.19M 0.15%
125,400
+79,528
+173% +$719K
SNA icon
131
Snap-on
SNA
$21.5B
$1.18M 0.15%
6,882
-830
-11% -$135K
SAIA icon
132
Saia
SAIA
$9.72B
$1.17M 0.15%
26,382
– –
HES
133
DELISTED
Hess
HES
$1.16M 0.15%
18,625
+1,719
+10% +$94K
ULTA icon
134
Ulta Beauty
ULTA
$24.3B
$1.16M 0.15%
4,551
-280
-6% -$69.9K
TFC icon
135
Truist Financial
TFC
$64B
$1.15M 0.15%
24,539
+1,636
+7% +$69.6K
NSC icon
136
Norfolk Southern
NSC
$75.1B
$1.14M 0.14%
10,579
+554
+6% +$56K
MTG icon
137
MGIC Investment
MTG
$6.25B
$1.14M 0.14%
111,417
+9,917
+10% +$89.5K
MRVL icon
138
Marvell Technology
MRVL
$196B
$1.13M 0.14%
81,304
+22,116
+37% +$301K
SYF icon
139
Synchrony
SYF
$25.6B
$1.13M 0.14%
+31,050
New +$991K
ESRX
140
DELISTED
Express Scripts Holding Company
ESRX
$1.11M 0.14%
16,204
+9,973
+160% +$715K
SE
141
DELISTED
Spectra Energy Corp Wi
SE
$1.1M 0.14%
26,772
+2,054
+8% +$85.1K
AME icon
142
Ametek
AME
$58.2B
$1.1M 0.14%
22,612
– –
D icon
143
Dominion Energy
D
$59.3B
$1.09M 0.14%
14,294
+1,808
+14% +$133K
EGLT
144
DELISTED
Egalet Corporation
EGLT
$1.07M 0.14%
+140,000
New +$1.03M
HRL icon
145
Hormel Foods
HRL
$13.8B
$1.06M 0.13%
30,500
+15,000
+97% +$542K
ES icon
146
Eversource Energy
ES
$27.2B
$1.05M 0.13%
19,085
+3,246
+20% +$173K
MASI
147
DELISTED
Masimo
MASI
$1.05M 0.13%
15,557
+798
+5% +$49K
DVY icon
148
iShares Select Dividend ETF
DVY
$23.6B
$1.04M 0.13%
11,745
-267
-2% -$23K
NVDA icon
149
NVIDIA
NVDA
$5.42T
$1.03M 0.13%
386,880
+230,880
+148% +$482K
DGX icon
150
Quest Diagnostics
DGX
$26.3B
$1.03M 0.13%
11,166
+566
+5% +$48.8K
4 5
6
7 8

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.