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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
126
DELISTED
Discover Financial Services
DFS
$1.24M 0.16%
21,845
-2,675
-11% -$153K
STX icon
127
Seagate
STX
$184B
$1.23M 0.16%
+32,009
New +$1.04M
ORLY icon
128
O'Reilly Automotive
ORLY
$76.3B
$1.23M 0.16%
65,880
-18,840
-22% -$353K
BP icon
129
BP
BP
$107B
$1.22M 0.16%
41,117
-2,200
-5% -$63.8K
OA
130
DELISTED
Orbital ATK, Inc.
OA
$1.22M 0.16%
15,942
-540
-3% -$43K
HAL icon
131
Halliburton
HAL
$26.6B
$1.21M 0.16%
27,029
-1,997
-7% -$87.2K
LNG icon
132
Cheniere Energy
LNG
$52.9B
$1.2M 0.16%
27,515
+12,800
+87% +$540K
KMI icon
133
Kinder Morgan
KMI
$68.7B
$1.19M 0.16%
51,458
-2,855
-5% -$60.5K
FITB
134
Fifth Third Bancorp
FITB
$51.8B
$1.18M 0.16%
57,833
-80
-0.1% -$1.54K
SNA icon
135
Snap-on
SNA
$21.5B
$1.17M 0.16%
7,712
– –
TXN icon
136
Texas Instruments
TXN
$261B
$1.17M 0.16%
16,611
-904
-5% -$61.6K
ULTA icon
137
Ulta Beauty
ULTA
$24.3B
$1.15M 0.15%
4,831
-1,413
-23% -$357K
CRUS icon
138
Cirrus Logic
CRUS
$6.26B
$1.15M 0.15%
21,583
+13,413
+164% +$645K
FBIN icon
139
Fortune Brands Innovations
FBIN
$6.06B
$1.1M 0.15%
22,222
-3,722
-14% -$195K
AME icon
140
Ametek
AME
$58.2B
$1.08M 0.14%
22,612
– –
DIA icon
141
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$1.08M 0.14%
5,893
-471
-7% -$86.5K
SLB icon
142
SLB Ltd
SLB
$75B
$1.06M 0.14%
13,458
-1,794
-12% -$142K
THO icon
143
Thor Industries
THO
$4.14B
$1.06M 0.14%
12,487
-5,682
-31% -$441K
SE
144
DELISTED
Spectra Energy Corp Wi
SE
$1.06M 0.14%
24,718
-2,650
-10% -$101K
ED icon
145
Consolidated Edison
ED
$39.9B
$1.05M 0.14%
13,928
-125
-0.9% -$9.71K
PGEN icon
146
Precigen
PGEN
$2.59B
$1.05M 0.14%
37,729
-4,036
-10% -$107K
DVY icon
147
iShares Select Dividend ETF
DVY
$23.6B
$1.03M 0.14%
12,012
+117
+1% +$10.1K
CVS icon
148
CVS Health
CVS
$122B
$993K 0.13%
11,156
-4,725
-30% -$446K
PARA
149
DELISTED
Paramount Global Class B
PARA
$982K 0.13%
17,946
-15,725
-47% -$834K
TTC icon
150
Toro Company
TTC
$9.49B
$980K 0.13%
20,928
-6,884
-25% -$322K
4 5
6
7 8

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.