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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRE
101
DELISTED
Duke Realty Corp.
DRE
$2.01M 0.15%
42,041
+556
+1% +$28K
AMZN icon
102
CALL
Amazon
AMZN
$3T
$1.97M 0.14%
+12,000
New +$2.07M
AN icon
103
AutoNation
AN
$6.88B
$1.97M 0.14%
16,147
+11,879
+278% +$1.34M
TSCO icon
104
Tractor Supply
TSCO
$18B
$1.96M 0.14%
48,440
+710
+1% +$27.5K
SO icon
105
Southern Company
SO
$105B
$1.96M 0.14%
31,631
-2,981
-9% -$192K
BMI icon
106
Badger Meter
BMI
$3.95B
$1.92M 0.14%
19,000
– –
SXT icon
107
Sensient Technologies
SXT
$5.51B
$1.92M 0.14%
21,041
– –
CROX icon
108
Crocs
CROX
$6.63B
$1.85M 0.14%
12,909
-1,393
-10% -$191K
AJG icon
109
Arthur J. Gallagher & Co
AJG
$64.7B
$1.8M 0.13%
12,100
– –
PRFT
110
DELISTED
Perficient Inc
PRFT
$1.76M 0.13%
15,176
-2,514
-14% -$259K
ODFL icon
111
Old Dominion Freight Line
ODFL
$44.1B
$1.73M 0.13%
12,110
+336
+3% +$46.6K
ENTG icon
112
Entegris
ENTG
$22B
$1.71M 0.13%
13,609
+295
+2% +$35.6K
CDNS icon
113
Cadence Design Systems
CDNS
$91.4B
$1.7M 0.12%
11,211
+66
+0.6% +$10.1K
COST icon
114
Costco
COST
$423B
$1.68M 0.12%
3,731
+86
+2% +$37.8K
INTU icon
115
Intuit
INTU
$91.5B
$1.67M 0.12%
3,086
+39
+1% +$21K
MDLZ icon
116
Mondelez International
MDLZ
$78.5B
$1.66M 0.12%
28,506
+826
+3% +$51.4K
SNPS icon
117
Synopsys
SNPS
$78.8B
$1.65M 0.12%
5,514
+1
+0% +$304
DHR icon
118
Danaher
DHR
$147B
$1.65M 0.12%
6,095
+103
+2% +$28K
ABT icon
119
Abbott
ABT
$188B
$1.64M 0.12%
13,881
+3,289
+31% +$404K
TWLO icon
120
Twilio
TWLO
$38B
$1.64M 0.12%
5,129
-108
-2% -$39.3K
BX icon
121
Blackstone
BX
$113B
$1.63M 0.12%
14,004
+1,266
+10% +$147K
TSLA icon
122
PUT
Tesla
TSLA
$1.31T
$1.63M 0.12%
+6,300
New +$1.48M
WBA
123
DELISTED
Walgreens Boots Alliance
WBA
$1.63M 0.12%
34,546
+26
+0.1% +$1.25K
ADBE icon
124
Adobe
ADBE
$109B
$1.59M 0.12%
2,759
+21
+0.8% +$13.2K
LPLA icon
125
LPL Financial
LPLA
$29.3B
$1.58M 0.12%
10,076
+156
+2% +$22.4K
3 4
5
6 7

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.