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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+28.5%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$822M
AUM Growth
+$186M
Cap. Flow
+$81.3M
Cap. Flow %
9.9%
Top 10 Hldgs %
31.5%
Holding
532
New
58
Increased
172
Reduced
153
Closed
21

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$6.11M
2
XOM icon
ExxonMobil
XOM
+$5.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.82M
4
AAPL icon
Apple
AAPL
+$3.12M
5
IBM icon
IBM
IBM
+$2.66M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.9M
2
MCD icon
McDonald's
MCD
+$6.85M
3
UNH icon
UnitedHealth
UNH
+$2.05M
4
WMT icon
Walmart Inc
WMT
+$1.63M
5
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M

Sector Composition

Rank Sector Weight
1 Technology 19.4%
2 Financials 14.84%
3 Healthcare 8.9%
4 Industrials 8.57%
5 Consumer Discretionary 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
101
Allstate
ALL
$67.5B
$1.4M 0.17%
14,829
-125
-0.8% -$11.3K
SBUX icon
102
Starbucks
SBUX
$120B
$1.37M 0.17%
18,436
-104
-0.6% -$7.15K
PYPL icon
103
PayPal
PYPL
$50.5B
$1.36M 0.17%
13,109
+482
+4% +$45.6K
DUK icon
104
Duke Energy
DUK
$97.3B
$1.35M 0.16%
14,958
-1,436
-9% -$127K
COP icon
105
ConocoPhillips
COP
$141B
$1.33M 0.16%
19,983
-4,891
-20% -$329K
CMI icon
106
Cummins
CMI
$88.7B
$1.32M 0.16%
8,366
+13
+0.2% +$1.95K
DLR icon
107
Digital Realty Trust
DLR
$71.7B
$1.3M 0.16%
10,917
-103
-0.9% -$11.5K
GE icon
108
GE Aerospace
GE
$384B
$1.28M 0.16%
25,637
-856
-3% -$40.3K
LH icon
109
Labcorp
LH
$25.9B
$1.26M 0.15%
9,625
– –
SPGI icon
110
S&P Global
SPGI
$120B
$1.24M 0.15%
5,910
-43
-0.7% -$8.33K
SNPS icon
111
Synopsys
SNPS
$79.7B
$1.23M 0.15%
10,639
-434
-4% -$43K
CGC
112
Canopy Growth
CGC
$410M
$1.17M 0.14%
2,686
+1,047
+64% +$459K
USA icon
113
Liberty All-Star Equity Fund
USA
$1.85B
$1.16M 0.14%
189,045
-43,853
-19% -$259K
CDNS icon
114
Cadence Design Systems
CDNS
$93.4B
$1.13M 0.14%
17,814
-4,836
-21% -$256K
AMAT icon
115
Applied Materials
AMAT
$428B
$1.13M 0.14%
28,480
+2,102
+8% +$79.8K
ES icon
116
Eversource Energy
ES
$27.2B
$1.12M 0.14%
15,799
– –
ZBRA icon
117
Zebra Technologies
ZBRA
$17.8B
$1.12M 0.14%
5,349
-526
-9% -$99K
TFC icon
118
Truist Financial
TFC
$64B
$1.12M 0.14%
24,065
+177
+0.7% +$8.63K
ARCC icon
119
Ares Capital
ARCC
$14.4B
$1.11M 0.14%
64,868
+66
+0.1% +$1.11K
VTR icon
120
Ventas
VTR
$47.9B
$1.11M 0.14%
17,393
+804
+5% +$50.2K
AJG icon
121
Arthur J. Gallagher & Co
AJG
$63.6B
$1.1M 0.13%
14,100
– –
ENB icon
122
Enbridge
ENB
$112B
$1.1M 0.13%
30,230
+9,114
+43% +$328K
UWT
123
DELISTED
VelocityShares3x Long Crude Oil ETNs linked to the S&P GSCI Crude Oil Index ER
UWT
$1.08M 0.13%
+60,000
New +$871K
TTE icon
124
TotalEnergies
TTE
$190B
$1.08M 0.13%
19,458
-1,759,808
-99% -$18.9M
GAB icon
125
Gabelli Equity Trust
GAB
$1.79B
$1.08M 0.13%
179,283
– –
3 4
5
6 7

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Sheaff Brock Investment Advisors held 532 positions worth $822M, up 29% from $636M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sheaff Brock Investment Advisors deployed $81.3M of net new capital in Q1 2019, opening 58 new positions and adding to 172 existing holdings. Its largest new stake was Booz Allen Hamilton: 17,647 shares worth $1.03M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was TotalEnergies, an estimated $18.9M trimmed.

  • Sheaff Brock Investment Advisors's largest Q1 2019 buy was Booz Allen Hamilton: 17,647 shares worth $1.03M.
  • Sheaff Brock Investment Advisors added most to Regions Financial in Q1 2019, an estimated $6.11M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2019 reduction was TotalEnergies, cutting an estimated $18.9M.
  • Sheaff Brock Investment Advisors fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2019, selling an estimated $844K.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 32% of its $822M portfolio in Q1 2019.
  • Sheaff Brock Investment Advisors opened 58 new positions and closed 21 in Q1 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 29% quarter-over-quarter to $822M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2019, filed 29 Apr 2019.