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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+17.36%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$769M
AUM Growth
-$21.6M
Cap. Flow
-$79.8M
Cap. Flow %
-10.37%
Top 10 Hldgs %
22.68%
Holding
669
New
59
Increased
165
Reduced
249
Closed
71

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$5.13M
2
FNF icon
Fidelity National Financial
FNF
+$4.97M
3
EXC icon
Exelon
EXC
+$4.92M
4
META icon
Meta Platforms (Facebook)
META
+$1.86M
5
MAR icon
Marriott International
MAR
+$1.54M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$18.6M
2
AAPL icon
Apple
AAPL
+$16.8M
3
GNTX icon
Gentex
GNTX
+$5.66M
4
FL
Foot Locker
FL
+$5.2M
5
TGT icon
Target
TGT
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 16.25%
2 Financials 12.83%
3 Industrials 10.55%
4 Healthcare 9.89%
5 Energy 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
101
Mondelez International
MDLZ
$79.9B
$1.57M 0.2%
36,503
-19,635
-35% -$870K
LVS icon
102
Las Vegas Sands
LVS
$29.6B
$1.54M 0.2%
27,015
+2,984
+12% +$162K
GLW icon
103
Corning
GLW
$143B
$1.53M 0.2%
56,649
-1,419
-2% -$37.8K
AMAT icon
104
Applied Materials
AMAT
$428B
$1.53M 0.2%
39,242
-29,014
-43% -$1.04M
VTI icon
105
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$1.52M 0.2%
12,516
-994
-7% -$119K
WPM icon
106
Wheaton Precious Metals
WPM
$60.9B
$1.52M 0.2%
72,785
-11,130
-13% -$231K
FITB
107
Fifth Third Bancorp
FITB
$51.8B
$1.49M 0.19%
58,648
-1,300
-2% -$34.7K
OXY icon
108
Occidental Petroleum
OXY
$55.9B
$1.49M 0.19%
23,484
+18,689
+390% +$1.24M
AET
109
DELISTED
Aetna Inc
AET
$1.48M 0.19%
11,578
-2,437
-17% -$306K
ARCC icon
110
Ares Capital
ARCC
$14.4B
$1.47M 0.19%
84,660
+5,137
+6% +$88.7K
TFCFA
111
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.45M 0.19%
44,851
+22,900
+104% +$700K
SSO icon
112
ProShares Ultra S&P500
SSO
$8.36B
$1.42M 0.18%
133,424
+8,024
+6% +$82.4K
PTLA
113
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$1.4M 0.18%
+35,800
New +$1.14M
NKE icon
114
Nike
NKE
$61.9B
$1.37M 0.18%
24,542
-1,781
-7% -$98.4K
LRCX icon
115
Lam Research
LRCX
$390B
$1.33M 0.17%
103,620
+77,420
+295% +$910K
DIA icon
116
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$1.33M 0.17%
6,442
+262
+4% +$53.4K
PHK
117
PIMCO High Income Fund
PHK
$880M
$1.28M 0.17%
147,758
+1,145
+0.8% +$10.4K
MU icon
118
Micron Technology
MU
$991B
$1.28M 0.17%
44,297
+13,800
+45% +$337K
FL
119
DELISTED
Foot Locker
FL
$1.27M 0.17%
16,972
-72,120
-81% -$5.2M
KMI icon
120
Kinder Morgan
KMI
$68.7B
$1.24M 0.16%
57,236
-1,947
-3% -$42.5K
AXP icon
121
American Express
AXP
$230B
$1.24M 0.16%
15,642
-1,688
-10% -$132K
UNP icon
122
Union Pacific
UNP
$174B
$1.23M 0.16%
11,589
+5,971
+106% +$637K
AME icon
123
Ametek
AME
$58.2B
$1.22M 0.16%
22,612
– –
MAS icon
124
Masco
MAS
$15.3B
$1.2M 0.16%
+35,271
New +$1.18M
BABA icon
125
Alibaba
BABA
$308B
$1.18M 0.15%
10,910
-2,921
-21% -$297K
3 4
5
6 7

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Sheaff Brock Investment Advisors held 669 positions worth $769M, down 2.7% from $791M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $79.8M in Q1 2017, closing 71 positions and reducing 249 holdings. Its most notable exit was Gentex, an estimated $5.66M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Keurig Dr Pepper worth $5.38M.

  • Sheaff Brock Investment Advisors's largest Q1 2017 buy was Keurig Dr Pepper: 54,980 shares worth $5.38M.
  • Sheaff Brock Investment Advisors added most to Exelon in Q1 2017, an estimated $4.92M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $18.6M.
  • Sheaff Brock Investment Advisors fully exited Gentex in Q1 2017, selling an estimated $5.66M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $769M portfolio in Q1 2017.
  • Sheaff Brock Investment Advisors opened 59 new positions and closed 71 in Q1 2017.
  • Sheaff Brock Investment Advisors's portfolio value fell 2.7% quarter-over-quarter to $769M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.