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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
101
Prospect Capital
PSEC
$1.17B
$1.68M 0.21%
230,594
+12,076
+6% +$80.2K
CTXS
102
DELISTED
Citrix Systems Inc
CTXS
$1.64M 0.2%
26,138
-7,835
-23% -$443K
GT icon
103
Goodyear
GT
$1.85B
$1.63M 0.2%
49,476
+31,940
+182% +$963K
CAT icon
104
Caterpillar
CAT
$387B
$1.63M 0.2%
21,252
-84
-0.4% -$5.63K
DD
105
DELISTED
Du Pont De Nemours E I
DD
$1.61M 0.2%
25,365
-6,357
-20% -$381K
LVS icon
106
Las Vegas Sands
LVS
$29.6B
$1.6M 0.2%
30,923
-2,635
-8% -$121K
AMN icon
107
AMN Healthcare
AMN
$1.4B
$1.56M 0.19%
46,379
-11,689
-20% -$334K
ALL icon
108
Allstate
ALL
$67.5B
$1.55M 0.19%
23,041
-730
-3% -$45.9K
ARR
109
Armour Residential REIT
ARR
$2.36B
$1.54M 0.19%
14,328
+9,925
+225% +$984K
OA
110
DELISTED
Orbital ATK, Inc.
OA
$1.54M 0.19%
17,682
+3,996
+29% +$339K
RDS.B
111
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.53M 0.19%
+31,153
New +$1.4M
VTI icon
112
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.53M 0.19%
14,594
-9,288
-39% -$921K
ROL icon
113
Rollins
ROL
$18.2B
$1.48M 0.18%
123,026
– –
ACAD icon
114
Acadia Pharmaceuticals
ACAD
$5.03B
$1.48M 0.18%
53,000
– –
PHK
115
PIMCO High Income Fund
PHK
$880M
$1.46M 0.18%
164,247
-1,000
-0.6% -$8.13K
LMT icon
116
Lockheed Martin
LMT
$136B
$1.45M 0.18%
6,559
+518
+9% +$111K
VRSK icon
117
Verisk Analytics
VRSK
$25B
$1.43M 0.18%
17,938
-4,287
-19% -$313K
HII icon
118
Huntington Ingalls Industries
HII
$12.8B
$1.43M 0.18%
+10,422
New +$1.36M
ADM icon
119
Archer Daniels Midland
ADM
$36.9B
$1.43M 0.18%
39,251
+9,502
+32% +$331K
MATW icon
120
Matthews International
MATW
$739M
$1.42M 0.17%
27,650
– –
ROST icon
121
Ross Stores
ROST
$81.9B
$1.41M 0.17%
24,309
-13,926
-36% -$773K
HAL icon
122
Halliburton
HAL
$26.6B
$1.39M 0.17%
38,824
-547
-1% -$17.9K
CDW icon
123
CDW
CDW
$17B
$1.38M 0.17%
33,161
-9,460
-22% -$369K
TTC icon
124
Toro Company
TTC
$9.49B
$1.37M 0.17%
+31,868
New +$1.22M
DRII
125
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$1.37M 0.17%
56,200
+21,000
+60% +$449K
3 4
5
6 7

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.