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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
76
Altria Group
MO
$109B
$3.3M 0.24%
72,467
+1,048
+1% +$50.6K
MCD icon
77
McDonald's
MCD
$194B
$3.24M 0.24%
13,427
+2,597
+24% +$620K
KO icon
78
Coca-Cola
KO
$374B
$3.21M 0.24%
61,232
-8,816
-13% -$491K
ACN icon
79
Accenture
ACN
$109B
$3.04M 0.22%
9,497
-452
-5% -$147K
MSFT icon
80
CALL
Microsoft
MSFT
$3.76T
$2.73M 0.2%
9,700
+8,800
+978% +$2.56M
MRNA icon
81
Moderna
MRNA
$23.9B
$2.63M 0.19%
6,837
+128
+2% +$47.2K
USA icon
82
Liberty All-Star Equity Fund
USA
$1.86B
$2.57M 0.19%
298,613
+11,529
+4% +$101K
LRCX icon
83
Lam Research
LRCX
$383B
$2.56M 0.19%
45,010
+11,150
+33% +$678K
MRVL icon
84
Marvell Technology
MRVL
$187B
$2.46M 0.18%
40,707
+26
+0.1% +$1.56K
AME icon
85
Ametek
AME
$58B
$2.43M 0.18%
19,612
– –
GMED icon
86
Globus Medical
GMED
$11.6B
$2.42M 0.18%
31,624
+175
+0.6% +$14.1K
XLK icon
87
State Street Technology Select Sector SPDR ETF
XLK
$122B
$2.34M 0.17%
31,358
+1,118
+4% +$86.3K
AXP icon
88
American Express
AXP
$229B
$2.29M 0.17%
13,667
+1
+0% +$167
DE icon
89
Deere & Co
DE
$164B
$2.24M 0.16%
6,689
+83
+1% +$29.9K
LOW icon
90
Lowe's Companies
LOW
$123B
$2.24M 0.16%
11,029
-540
-5% -$108K
MRK icon
91
Merck
MRK
$323B
$2.21M 0.16%
29,430
-5,191
-15% -$395K
BABA icon
92
Alibaba
BABA
$317B
$2.21M 0.16%
14,927
-1,360
-8% -$247K
BBAR icon
93
BBVA Argentina
BBAR
$3.53B
$2.2M 0.16%
565,371
+515,371
+1,031% +$1.82M
SPG icon
94
Simon Property Group
SPG
$71.5B
$2.18M 0.16%
16,779
+441
+3% +$57.4K
DLR icon
95
Digital Realty Trust
DLR
$70.8B
$2.18M 0.16%
15,089
+192
+1% +$30.1K
IBM icon
96
IBM
IBM
$223B
$2.16M 0.16%
16,268
+1,276
+9% +$171K
CRM icon
97
Salesforce
CRM
$162B
$2.15M 0.16%
7,927
+1,680
+27% +$427K
NKE icon
98
Nike
NKE
$62.5B
$2.12M 0.16%
14,607
-88
-0.6% -$14.3K
VTI icon
99
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$2.12M 0.16%
9,530
+242
+3% +$55.2K
PEP icon
100
PepsiCo
PEP
$188B
$2.1M 0.15%
13,958
+1,315
+10% +$204K
2 3
4
5 6

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CHP
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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.