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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$318B
$2.2M 0.29%
40,997
-263
-0.6% -$14.6K
PEP icon
77
PepsiCo
PEP
$190B
$2.14M 0.28%
17,855
-1,175
-6% -$134K
WFC icon
78
Wells Fargo
WFC
$264B
$2.09M 0.27%
34,457
-660
-2% -$37.3K
DUK icon
79
Duke Energy
DUK
$97.3B
$2.06M 0.27%
24,538
-2,485
-9% -$217K
KHC icon
80
Kraft Heinz
KHC
$30B
$2.03M 0.26%
26,158
+1,797
+7% +$141K
QQQ icon
81
Invesco QQQ Trust
QQQ
$484B
$2M 0.26%
12,854
-1,337
-9% -$204K
ETP
82
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.98M 0.26%
110,718
-7,184
-6% -$124K
CSX icon
83
CSX Corp
CSX
$93.1B
$1.96M 0.25%
106,758
-9,594
-8% -$170K
EPD icon
84
Enterprise Products Partners
EPD
$81.7B
$1.95M 0.25%
73,635
-4,424
-6% -$112K
GILD icon
85
Gilead Sciences
GILD
$165B
$1.94M 0.25%
27,065
-2,751
-9% -$209K
CRZO
86
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.92M 0.25%
90,250
+58,229
+182% +$1.08M
COP icon
87
ConocoPhillips
COP
$141B
$1.88M 0.24%
34,244
-4,356
-11% -$224K
SO icon
88
Southern Company
SO
$107B
$1.88M 0.24%
38,983
-23
-0.1% -$1.17K
MMP
89
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.86M 0.24%
26,222
-2,746
-9% -$187K
GLW icon
90
Corning
GLW
$143B
$1.85M 0.24%
57,928
-27,996
-33% -$881K
FDX icon
91
FedEx
FDX
$75.4B
$1.8M 0.23%
7,228
+5,258
+267% +$1.2M
FITB
92
Fifth Third Bancorp
FITB
$51.8B
$1.78M 0.23%
58,648
– –
AMAT icon
93
Applied Materials
AMAT
$428B
$1.77M 0.23%
34,705
-10,208
-23% -$553K
DIA icon
94
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$1.73M 0.22%
6,997
+801
+13% +$190K
RDS.B
95
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.73M 0.22%
25,328
+17,875
+240% +$1.16M
PG icon
96
Procter & Gamble
PG
$339B
$1.7M 0.22%
18,466
-686
-4% -$61.7K
AAL icon
97
American Airlines Group
AAL
$10.6B
$1.66M 0.21%
31,829
-1,418
-4% -$70.7K
LVS icon
98
Las Vegas Sands
LVS
$29.6B
$1.63M 0.21%
23,455
-747
-3% -$49.8K
ALL icon
99
Allstate
ALL
$67.5B
$1.62M 0.21%
15,474
-320
-2% -$31.5K
LOW icon
100
Lowe's Companies
LOW
$125B
$1.57M 0.2%
16,857
-1,072
-6% -$88.6K
2 3
4
5 6

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.