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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
PepsiCo
PEP
$190B
$2.31M 0.29%
22,084
-2,531
-10% -$265K
SO icon
77
Southern Company
SO
$107B
$2.3M 0.29%
46,777
-3,444
-7% -$169K
AMAT icon
78
Applied Materials
AMAT
$428B
$2.2M 0.28%
68,256
+19,948
+41% +$607K
AAL icon
79
American Airlines Group
AAL
$10.6B
$2.2M 0.28%
47,145
-3,206
-6% -$140K
MA icon
80
Mastercard
MA
$493B
$2.14M 0.27%
20,709
-230
-1% -$23.8K
MATW icon
81
Matthews International
MATW
$739M
$2.13M 0.27%
27,650
– –
SBUX icon
82
Starbucks
SBUX
$120B
$2.07M 0.26%
37,263
+1,360
+4% +$75.3K
MDT icon
83
Medtronic
MDT
$112B
$2.03M 0.26%
28,536
+268
+0.9% +$21.1K
QQQ icon
84
Invesco QQQ Trust
QQQ
$481B
$1.98M 0.25%
16,699
+634
+4% +$74.8K
EPD icon
85
Enterprise Products Partners
EPD
$81.7B
$1.95M 0.25%
72,168
+8,853
+14% +$231K
CL icon
86
Colgate-Palmolive
CL
$74.4B
$1.95M 0.25%
29,759
+214
+0.7% +$14.7K
TXN icon
87
Texas Instruments
TXN
$261B
$1.9M 0.24%
26,037
+9,426
+57% +$673K
ROL icon
88
Rollins
ROL
$18.2B
$1.85M 0.23%
123,026
– –
V icon
89
Visa
V
$677B
$1.84M 0.23%
23,556
-1,509
-6% -$121K
LMT icon
90
Lockheed Martin
LMT
$136B
$1.82M 0.23%
7,288
+940
+15% +$235K
CMCSA icon
91
Comcast
CMCSA
$90B
$1.81M 0.23%
52,484
+26,100
+99% +$872K
ACN icon
92
Accenture
ACN
$108B
$1.8M 0.23%
15,366
-1,649
-10% -$196K
DD
93
DELISTED
Du Pont De Nemours E I
DD
$1.76M 0.22%
24,005
+390
+2% +$27.7K
NFLX icon
94
Netflix
NFLX
$309B
$1.75M 0.22%
141,610
-15,800
-10% -$187K
AET
95
DELISTED
Aetna Inc
AET
$1.74M 0.22%
14,015
+6,521
+87% +$781K
SWK icon
96
Stanley Black & Decker
SWK
$15.7B
$1.71M 0.22%
14,944
-1,400
-9% -$167K
FDX icon
97
FedEx
FDX
$75.4B
$1.71M 0.22%
9,175
-1,393
-13% -$256K
CAT icon
98
Caterpillar
CAT
$387B
$1.67M 0.21%
17,986
-2,832
-14% -$257K
SXT icon
99
Sensient Technologies
SXT
$5.53B
$1.65M 0.21%
21,041
– –
WPM icon
100
Wheaton Precious Metals
WPM
$60.9B
$1.62M 0.21%
83,915
+1,414
+2% +$29.5K
2 3
4
5 6

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.