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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.38%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$77.3M
Cap. Flow %
-10.31%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
118
Reduced
257
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$7.75M
2
CINF icon
Cincinnati Financial
CINF
+$6.43M
3
AAPL icon
Apple
AAPL
+$5.96M
4
JPM icon
JPMorgan Chase
JPM
+$5.76M
5
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
76
Mastercard
MA
$493B
$2.13M 0.28%
20,939
-1,148
-5% -$110K
TSN icon
77
Tyson Foods
TSN
$20.4B
$2.12M 0.28%
28,412
-3,157
-10% -$231K
MMP
78
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.11M 0.28%
29,801
+3
+0% +$214
ACN icon
79
Accenture
ACN
$108B
$2.08M 0.28%
17,015
+2,418
+17% +$275K
V icon
80
Visa
V
$677B
$2.07M 0.28%
25,065
-12,035
-32% -$964K
SWK icon
81
Stanley Black & Decker
SWK
$15.7B
$2.01M 0.27%
+16,344
New +$1.97M
PSEC icon
82
Prospect Capital
PSEC
$1.17B
$1.99M 0.27%
245,957
+5,625
+2% +$46.4K
SBUX icon
83
Starbucks
SBUX
$120B
$1.94M 0.26%
35,903
-527
-1% -$29.5K
MCD icon
84
McDonald's
MCD
$195B
$1.92M 0.26%
16,679
-546
-3% -$64.7K
QQQ icon
85
Invesco QQQ Trust
QQQ
$481B
$1.91M 0.25%
16,065
+95
+0.6% +$11K
CAT icon
86
Caterpillar
CAT
$387B
$1.85M 0.25%
20,818
-71
-0.3% -$5.81K
FDX icon
87
FedEx
FDX
$75.4B
$1.85M 0.25%
10,568
-2,664
-20% -$436K
AAL icon
88
American Airlines Group
AAL
$10.6B
$1.84M 0.25%
50,351
-16,484
-25% -$582K
LEA icon
89
Lear
LEA
$8.18B
$1.76M 0.23%
+14,490
New +$1.65M
VTI icon
90
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.75M 0.23%
15,719
+507
+3% +$56.2K
EPD icon
91
Enterprise Products Partners
EPD
$81.7B
$1.75M 0.23%
63,315
-8,007
-11% -$221K
TJX icon
92
TJX Companies
TJX
$178B
$1.69M 0.23%
45,134
-15,010
-25% -$587K
MATW icon
93
Matthews International
MATW
$739M
$1.68M 0.22%
27,650
– –
ROL icon
94
Rollins
ROL
$18.2B
$1.6M 0.21%
123,026
– –
SXT icon
95
Sensient Technologies
SXT
$5.53B
$1.59M 0.21%
21,041
– –
ACAD icon
96
Acadia Pharmaceuticals
ACAD
$5.03B
$1.59M 0.21%
50,000
– –
BABA icon
97
Alibaba
BABA
$308B
$1.59M 0.21%
15,010
-750
-5% -$69.5K
DD
98
DELISTED
Du Pont De Nemours E I
DD
$1.58M 0.21%
23,615
-1,756
-7% -$119K
ALL icon
99
Allstate
ALL
$67.5B
$1.57M 0.21%
22,741
-80
-0.4% -$5.51K
ARR
100
Armour Residential REIT
ARR
$2.36B
$1.57M 0.21%
13,931
-975
-7% -$106K
2 3
4
5 6

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $77.3M in Q3 2016, closing 76 positions and reducing 257 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $7.75M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.